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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.35%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$227M
Cap. Flow %
15.78%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$25.2M
2
PHK
PIMCO High Income Fund
PHK
+$20.9M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.5M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.7M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$17.5M

Top Sells

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$22.4M
2
GLQ
Clough Global Equity Fund
GLQ
+$17.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$12.2M
4
RVT icon
Royce Value Trust
RVT
+$8.6M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$4.64M

Sector Composition

Rank Sector Weight
1 Financials 3.89%
2 Technology 0.98%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHAI
101
DELISTED
OHA Investment Corporation
OHAI
$2.49M 0.17%
2,164,634
-44,771
-2% -$52.8K
ADX icon
102
Adams Diversified Equity Fund
ADX
$3.2B
$2.47M 0.17%
164,346
-801,240
-83% -$12.2M
BRPAU
103
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$2.46M 0.17%
+240,000
New +$2.43M
MSP
104
DELISTED
Madison Strategic Sector
MSP
$2.38M 0.17%
203,018
+64,683
+47% +$758K
SLRC icon
105
SLR Investment Corp
SLRC
$715M
$2.31M 0.16%
+114,074
New +$2.43M
NESR
106
National Energy Services Reunited Corp
NESR
$2.93B
$2.29M 0.16%
230,000
– –
MMDM
107
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.25M 0.16%
+230,000
New +$2.25M
FRMM
108
Forum Markets
FRMM
$79.5M
$2.23M 0.16%
+61
New +$2.25M
PHUN icon
109
Phunware
PHUN
$43.6M
$2.04M 0.14%
4,000
– –
BCX icon
110
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$2.01M 0.14%
205,579
+57,277
+39% +$516K
CVON
111
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$2M 0.14%
200,000
– –
LGC.U
112
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$1.99M 0.14%
+200,000
New +$2M
AIFA
113
All In FutureTech Alliance Inc
AIFA
$12.8M
$1.93M 0.13%
+33,333
New +$1.92M
STR
114
DELISTED
Sitio Royalties
STR
$1.68M 0.12%
+43,750
New +$1.68M
PMF
115
DELISTED
PIMCO Municipal Income Fund
PMF
$1.63M 0.11%
+125,578
New +$1.66M
MMT
116
Aberdeen Multi-Market Income Fund
MMT
$243M
$1.53M 0.11%
252,833
-728,411
-74% -$4.47M
HFFG icon
117
HF Foods Group
HFFG
$83.4M
$1.48M 0.1%
+150,000
New +$1.49M
USWS
118
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.46M 0.1%
7,143
– –
BBCP icon
119
Concrete Pumping Holdings
BBCP
$491M
$1.46M 0.1%
+150,000
New +$1.46M
SPE
120
Special Opportunities Fund
SPE
$144M
$1.45M 0.1%
101,832
+3,486
+4% +$52.4K
MHI
121
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.25M 0.09%
+105,373
New +$1.25M
EVN
122
Eaton Vance Municipal Income Trust
EVN
$426M
$1.25M 0.09%
+100,675
New +$1.26M
SCD
123
LMP Capital and Income Fund
SCD
$358M
$1.25M 0.09%
89,235
-32,781
-27% -$461K
IMXI icon
124
International Money Express
IMXI
$367M
$1.24M 0.09%
125,002
– –
BCAC
125
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$1.23M 0.09%
+125,000
New +$1.23M
3 4
5
6 7

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Rivernorth Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Rivernorth Capital Management held 197 positions worth $1.44B, up 17% from $1.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $227M of net new capital in Q4 2017, opening 68 new positions and adding to 48 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, down from 4.2% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $22.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q4 2017, an estimated $10.4M increase.
  • Rivernorth Capital Management's biggest Q4 2017 reduction was Clough Global Opportunities Fund, cutting an estimated $22.4M.
  • Rivernorth Capital Management fully exited BlackRock Enhanced Global Dividend Trust in Q4 2017, selling an estimated $4.64M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.44B portfolio in Q4 2017.
  • Rivernorth Capital Management opened 68 new positions and closed 27 in Q4 2017.
  • Rivernorth Capital Management's portfolio value rose 17% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.