RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OHAI
101
DELISTED
OHA Investment Corporation
OHAI
$2.49M 0.17%
2,164,634
-44,771
-2% -$51.5K
ADX icon
102
Adams Diversified Equity Fund
ADX
$2.6B
$2.47M 0.17%
164,346
-801,240
-83% -$12M
BRPAU
103
DELISTED
Big Rock Partners Acquisition Corp. Unit
BRPAU
$2.46M 0.17%
+240,000
New +$2.46M
MSP
104
DELISTED
Madison Strategic Sector
MSP
$2.38M 0.17%
203,018
+64,683
+47% +$757K
SLRC icon
105
SLR Investment Corp
SLRC
$903M
$2.31M 0.16%
+114,074
New +$2.31M
NESR
106
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$2.29M 0.16%
230,000
– –
MMDM
107
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.25M 0.16%
+230,000
New +$2.25M
ETHZ
108
ETHZilla Corporation Common Stock
ETHZ
$417M
$2.23M 0.16%
+230,000
New +$2.23M
PHUN icon
109
Phunware
PHUN
$50.1M
$2.04M 0.14%
200,000
– –
BCX icon
110
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$2.01M 0.14%
205,579
+57,277
+39% +$560K
CVON
111
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$2M 0.14%
200,000
– –
LGC.U
112
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$1.99M 0.14%
+200,000
New +$1.99M
AGAE icon
113
Allied Gaming & Entertainment
AGAE
$41.8M
$1.93M 0.13%
+200,000
New +$1.93M
STR
114
DELISTED
Sitio Royalties
STR
$1.68M 0.12%
+175,000
New +$1.68M
PMF
115
DELISTED
PIMCO Municipal Income Fund
PMF
$1.63M 0.11%
+125,578
New +$1.63M
MMT
116
MFS Multimarket Income Trust
MMT
$262M
$1.54M 0.11%
252,833
-728,411
-74% -$4.42M
HFFG icon
117
HF Foods Group
HFFG
$175M
$1.48M 0.1%
+150,000
New +$1.48M
USWS
118
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.46M 0.1%
150,000
– –
BBCP icon
119
Concrete Pumping Holdings
BBCP
$352M
$1.46M 0.1%
+150,000
New +$1.46M
SPE
120
Special Opportunities Fund
SPE
$166M
$1.45M 0.1%
97,279
+3,330
+4% +$49.6K
MHI
121
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.25M 0.09%
+105,373
New +$1.25M
EVN
122
Eaton Vance Municipal Income Trust
EVN
$414M
$1.25M 0.09%
+100,675
New +$1.25M
SCD
123
LMP Capital and Income Fund
SCD
$271M
$1.25M 0.09%
89,235
-32,781
-27% -$457K
IMXI icon
124
International Money Express
IMXI
$436M
$1.24M 0.09%
125,002
– –
BCAC
125
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$1.23M 0.09%
+125,000
New +$1.23M
3 4
5
6 7