RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.87%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
+$1.23B
Cap. Flow
-$107M
Cap. Flow %
-8.74%
Top 10 Hldgs %
35.14%
Holding
152
New
12
Increased
30
Reduced
56
Closed
23

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.6M
2
USA icon
Liberty All-Star Equity Fund
USA
$17.2M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
$6.72M
4
SNAX
Stryve Foods, Inc. Class A Common Stock
SNAX
$6.07M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
$5.47M

Top Sells

1
RA
Brookfield Real Assets Income Fund
RA
$27.2M
2
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$12.9M
3
AVK
Advent Convertible and Income Fund
AVK
$8.94M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$8.14M
5
RVT icon
Royce Value Trust
RVT
$6.92M

Sector Composition

1 Financials 3.47%
2 Consumer Staples 0.5%
3 Technology 0.49%
4 Energy 0.3%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCX icon
101
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$1.33M 0.11%
148,302
-410,923
-73% -$3.69M
CPTAG
102
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$1.31M 0.11%
52,440
-45,860
-47% -$1.15M
BCACU
103
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
$1.28M 0.1%
125,000
– –
IMXI icon
104
International Money Express
IMXI
$430M
$1.23M 0.1%
125,002
– –
CNACU
105
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$1.22M 0.1%
120,000
– –
DOTAU
106
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
$1.22M 0.1%
+120,000
New +$1.22M
BGX
107
Blackstone Long-Short Credit Income Fund
BGX
$159M
$1.16M 0.09%
71,849
-62,244
-46% -$1M
GCH
108
DELISTED
Aberdeen Greater China Fund, Inc
GCH
$1.15M 0.09%
+98,208
New +$1.15M
CRF
109
Cornerstone Total Return Fund
CRF
$1.21B
$1.11M 0.09%
+75,436
New +$1.11M
ABE
110
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$1.05M 0.09%
75,076
+45,815
+157% +$640K
MVC
111
DELISTED
MVC Capital, Inc.
MVC
$974K 0.08%
97,270
+43,247
+80% +$433K
EVG
112
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$934K 0.08%
65,567
-202,108
-76% -$2.88M
FAM
113
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$922K 0.08%
78,435
-320,651
-80% -$3.77M
LAQ
114
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
$832K 0.07%
30,392
+500
+2% +$13.7K
GTYH
115
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$798K 0.07%
80,001
– –
FHY
116
DELISTED
First Trust Strategic High
FHY
$797K 0.07%
59,045
-27,134
-31% -$366K
IF
117
DELISTED
Aberdeen Indonesia Fund
IF
$754K 0.06%
97,156
+9,831
+11% +$76.3K
CXH
118
MFS Investment Grade Municipal Trust
CXH
$61.2M
$725K 0.06%
72,618
-44,028
-38% -$440K
GDO
119
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$371K 0.03%
20,249
-142,607
-88% -$2.61M
ACSF
120
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$189K 0.02%
+16,617
New +$189K
ROSEW
121
DELISTED
Rosehill Resources Inc.
ROSEW
$119K 0.01%
119,700
– –
NESRW
122
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$104K 0.01%
230,000
– –
FNTEW
123
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$78K 0.01%
62,501
– –
STLRW
124
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$74K 0.01%
200,000
– –
FMCIR
125
DELISTED
Forum Merger Corporation Right
FMCIR
$54K ﹤0.01%
200,000
– –
3 4
5
6 7