We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.87%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.23B
AUM Growth
-$81.4M
Cap. Flow
-$106M
Cap. Flow %
-8.66%
Top 10 Hldgs %
35.14%
Holding
152
New
12
Increased
30
Reduced
56
Closed
23

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$21.6M
2
USA icon
Liberty All-Star Equity Fund
USA
+$16.3M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$6.52M
4
SNAX
Stryve Foods, Inc. Class A Common Stock
SNAX
+$6.05M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.52M

Top Sells

Rank Stock Value
1
RA
Brookfield Real Assets Income Fund
RA
+$27M
2
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$12.7M
3
AVK
Advent Convertible and Income Fund
AVK
+$8.92M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$8.08M
5
RVT icon
Royce Value Trust
RVT
+$6.47M

Sector Composition

Rank Sector Weight
1 Financials 4.22%
2 Consumer Staples 0.5%
3 Technology 0.49%
4 Energy 0.3%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
101
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$1.33M 0.11%
148,302
-410,923
-73% -$3.51M
CPTAG
102
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$1.31M 0.11%
52,440
-45,860
-47% -$1.15M
BCACU
103
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
$1.28M 0.1%
125,000
– –
IMXI icon
104
International Money Express
IMXI
$367M
$1.23M 0.1%
125,002
– –
CNACU
105
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
$1.22M 0.1%
120,000
– –
DOTAU
106
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
$1.22M 0.1%
+120,000
New +$1.22M
BGX
107
Blackstone Long-Short Credit Income Fund
BGX
$138M
$1.16M 0.09%
71,849
-62,244
-46% -$999K
GCH
108
DELISTED
Aberdeen Greater China Fund
GCH
$1.15M 0.09%
+98,208
New +$1.16M
CRF
109
Cornerstone Total Return Fund
CRF
$1.17B
$1.11M 0.09%
+76,945
New +$1.1M
ABE
110
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$1.05M 0.09%
75,076
+45,815
+157% +$645K
MVC
111
DELISTED
MVC Capital, Inc.
MVC
$974K 0.08%
97,270
+43,247
+80% +$438K
EVG
112
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$934K 0.08%
65,567
-202,108
-76% -$2.88M
FAM
113
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$922K 0.08%
78,435
-320,651
-80% -$3.76M
LAQ
114
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$832K 0.07%
30,392
+500
+2% +$13K
GTYH
115
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$798K 0.07%
80,001
– –
FHY
116
DELISTED
First Trust Strategic High
FHY
$797K 0.07%
59,045
-27,134
-31% -$370K
IF
117
DELISTED
Aberdeen Indonesia Fund
IF
$754K 0.06%
97,156
+9,831
+11% +$75.1K
CXH
118
DELISTED
MFS Investment Grade Municipal Trust
CXH
$725K 0.06%
72,618
-44,028
-38% -$447K
GDO
119
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$371K 0.03%
20,249
-142,607
-88% -$2.59M
ACSF
120
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$189K 0.02%
+16,617
New +$201K
ROSEW
121
DELISTED
Rosehill Resources Inc.
ROSEW
$119K 0.01%
119,700
– –
NESRW
122
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$104K 0.01%
230,000
– –
FNTEW
123
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$78K 0.01%
62,501
– –
STLRW
124
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$74K 0.01%
200,000
– –
FMCIR
125
DELISTED
Forum Merger Corporation Right
FMCIR
$54K ﹤0.01%
200,000
– –
3 4
5
6 7

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Rivernorth Capital Management held 152 positions worth $1.23B, down 6.2% from $1.31B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Rivernorth Capital Management withdrew a net $106M in Q3 2017, closing 23 positions and reducing 56 holdings. Its most notable exit was Barington/Hilco Acquisition Corp., an estimated $6.42M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, down from 5.2% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Cornerstone Strategic Value Fund worth $21.6M.

  • Rivernorth Capital Management's largest Q3 2017 buy was Cornerstone Strategic Value Fund: 1,479,892 shares worth $21.6M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q3 2017, an estimated $16.3M increase.
  • Rivernorth Capital Management's biggest Q3 2017 reduction was Brookfield Real Assets Income Fund, cutting an estimated $27M.
  • Rivernorth Capital Management fully exited Barington/Hilco Acquisition Corp. in Q3 2017, selling an estimated $6.42M.
  • Rivernorth Capital Management's ten largest holdings make up 35% of its $1.23B portfolio in Q3 2017.
  • Rivernorth Capital Management opened 12 new positions and closed 23 in Q3 2017.
  • Rivernorth Capital Management's portfolio value fell 6.2% quarter-over-quarter to $1.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.