RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.53B
AUM Growth
+$1.53B
Cap. Flow
+$107M
Cap. Flow %
6.99%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

1
RA
Brookfield Real Assets Income Fund
RA
$43.1M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$40.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$26.8M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$16.3M

Top Sells

1
DSU icon
BlackRock Debt Strategies Fund
DSU
$51.7M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.9M
3
ACAS
American Capital Ltd
ACAS
$19.3M
4
STEW
SRH Total Return Fund
STEW
$15.2M
5
BOI
Brookfield Mtge Opportunity Fd
BOI
$13.4M

Sector Composition

1 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OHAI
101
DELISTED
OHA Investment Corporation
OHAI
$3.71M 0.24%
2,143,426
+55,596
+3% +$96.2K
AWP
102
abrdn Global Premier Properties Fund
AWP
$345M
$3.68M 0.24%
716,686
-47,685
-6% -$245K
GGN
103
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
$3.49M 0.23%
+658,832
New +$3.49M
VLT icon
104
Invesco High Income Trust II
VLT
$72.6M
$3.32M 0.22%
232,679
+12,028
+5% +$171K
EIM
105
Eaton Vance Municipal Bond Fund
EIM
$530M
$3.24M 0.21%
+260,980
New +$3.24M
JMT
106
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.23M 0.21%
139,446
+8,278
+6% +$192K
VGM icon
107
Invesco Trust Investment Grade Municipals
VGM
$517M
$3.22M 0.21%
+252,208
New +$3.22M
CLM icon
108
Cornerstone Strategic Value Fund
CLM
$2.31B
$3.16M 0.21%
+208,054
New +$3.16M
LOR
109
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.11M 0.2%
+313,283
New +$3.11M
SPE
110
Special Opportunities Fund
SPE
$166M
$3.09M 0.2%
226,644
+2,487
+1% +$34K
CIF
111
MFS Intermediate High Income Fund
CIF
$31.5M
$3.09M 0.2%
1,196,380
-473,333
-28% -$1.22M
ABE
112
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$3.02M 0.2%
268,587
– –
AIF
113
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.77M 0.18%
179,453
-228,995
-56% -$3.54M
ACP
114
abrdn Income Credit Strategies Fund
ACP
$742M
$2.74M 0.18%
204,175
-166,385
-45% -$2.23M
NSL
115
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.7M 0.18%
397,954
-474,059
-54% -$3.22M
EAD
116
Allspring Income Opportunities Fund
EAD
$419M
$2.68M 0.17%
+315,746
New +$2.68M
MUC icon
117
BlackRock MuniHoldings California Quality Fund
MUC
$971M
$2.62M 0.17%
+186,139
New +$2.62M
FRA icon
118
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$2.61M 0.17%
181,162
-151,624
-46% -$2.19M
PHF
119
DELISTED
Pacholder High Yield
PHF
$2.61M 0.17%
361,811
+85,227
+31% +$614K
KLREU
120
DELISTED
KLR Energy Acquisition Corp.
KLREU
$2.5M 0.16%
200,000
– –
CCD
121
Calamos Dynamic Convertible & Income Fund
CCD
$558M
$2.47M 0.16%
+140,942
New +$2.47M
ACSF
122
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$2.37M 0.15%
199,449
+3,429
+2% +$40.8K
RQI icon
123
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$2.24M 0.15%
+183,692
New +$2.24M
HPS
124
John Hancock Preferred Income Fund III
HPS
$475M
$2.11M 0.14%
+118,993
New +$2.11M
STLRU
125
DELISTED
Stellar Acquisition III Inc. Units
STLRU
$2.06M 0.13%
200,000
– –
3 4
5
6 7