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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.55B
AUM Growth
-$79.6M
Cap. Flow
-$130M
Cap. Flow %
-8.41%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

Rank Stock Value
1
ZF
Virtus Total Return Fund Inc.
ZF
+$7.22M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$6.69M
3
AVK
Advent Convertible and Income Fund
AVK
+$4.94M
4
EMD
Western Asset Emerging Markets
EMD
+$4.87M
5
RVT icon
Royce Value Trust
RVT
+$4.75M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$20.3M
2
ACAS
American Capital Ltd
ACAS
+$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$10.5M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$9.22M

Sector Composition

Rank Sector Weight
1 Financials 4.63%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDF
101
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$3.74M 0.24%
437,094
+39,351
+10% +$327K
CIF
102
DELISTED
MFS Intermediate High Income Fund
CIF
$3.68M 0.24%
1,490,293
+234,894
+19% +$574K
BLW icon
103
BlackRock Limited Duration Income Trust
BLW
$493M
$3.65M 0.24%
239,545
– –
JSD
104
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.64M 0.24%
231,649
-7,365
-3% -$113K
AFT
105
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$3.64M 0.24%
230,426
+43,307
+23% +$682K
CBA
106
DELISTED
ClearBridge American Energy MLP
CBA
$3.6M 0.23%
415,634
-119,470
-22% -$954K
IWM icon
107
iShares Russell 2000 ETF
IWM
$83B
$3.45M 0.22%
30,000
– –
HHY
108
DELISTED
Brookfield High Income Fund Inc.
HHY
$3.43M 0.22%
475,368
+189,056
+66% +$1.35M
CHY
109
Calamos Convertible and High Income Fund
CHY
$1.06B
$3.33M 0.22%
313,808
+13,222
+4% +$136K
PHD
110
DELISTED
Pioneer Floating Rate Fund
PHD
$3.3M 0.21%
293,106
-2,400
-0.8% -$26.8K
EHI
111
Western Asset Global High Income Fund
EHI
$178M
$3.27M 0.21%
337,019
-373,489
-53% -$3.5M
JMT
112
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$3.25M 0.21%
145,812
+1,499
+1% +$33K
ABE
113
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$3.24M 0.21%
268,587
+21,100
+9% +$251K
GARS
114
DELISTED
Garrison Capital Inc.
GARS
$2.96M 0.19%
293,839
+186,987
+175% +$1.92M
FHY
115
DELISTED
First Trust Strategic High
FHY
$2.91M 0.19%
243,641
– –
PHF
116
DELISTED
Pacholder High Yield
PHF
$2.91M 0.19%
+411,366
New +$2.79M
CHW
117
Calamos Global Dynamic Income Fund
CHW
$545M
$2.69M 0.17%
382,637
-58,474
-13% -$410K
JRO
118
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.59M 0.17%
252,601
-250,891
-50% -$2.56M
VLT icon
119
Invesco High Income Trust II
VLT
$65.7M
$2.51M 0.16%
182,186
+46,909
+35% +$643K
NMO
120
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$2.43M 0.16%
160,857
-244,213
-60% -$3.6M
JGV
121
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$2.41M 0.16%
+206,386
New +$2.33M
SPE
122
Special Opportunities Fund
SPE
$143M
$2.37M 0.15%
180,397
+13,294
+8% +$171K
EDI
123
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$2.35M 0.15%
178,074
-363,953
-67% -$4.65M
TLI
124
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$2.25M 0.15%
217,228
+17,744
+9% +$180K
CEE
125
Central and Eastern Europe Fund
CEE
$139M
$2.24M 0.14%
122,057
-10,394
-8% -$192K
3 4
5
6 7

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Rivernorth Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Rivernorth Capital Management held 179 positions worth $1.55B, down 4.9% from $1.63B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $130M in Q2 2016, closing 30 positions and reducing 56 holdings. Its most notable exit was Invesco CEF Income Composite ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 5.8% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in Pacholder High Yield worth $2.91M.

  • Rivernorth Capital Management's largest Q2 2016 buy was Pacholder High Yield: 411,366 shares worth $2.91M.
  • Rivernorth Capital Management added most to Virtus Total Return Fund Inc. in Q2 2016, an estimated $7.22M increase.
  • Rivernorth Capital Management's biggest Q2 2016 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $20.3M.
  • Rivernorth Capital Management fully exited Invesco CEF Income Composite ETF in Q2 2016, selling an estimated $14.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.55B portfolio in Q2 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 30 in Q2 2016.
  • Rivernorth Capital Management's portfolio value fell 4.9% quarter-over-quarter to $1.55B.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.