RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSHPU
76
Flag Ship Acquisition Corp. Unit
FSHPU
$5.83M 0.28% 577,000 – –
HCVI
77
DELISTED
Hennessy Capital Investment Corp. VI Class A Common Stock
HCVI
$5.8M 0.28% 500,000 – –
FMN
78
Federated Hermes Premier Municipal Income Fund
FMN
$83.3M
$5.7M 0.28% 459,191 -488,120 -52% -$6.06M
BFAC
79
DELISTED
Battery Future Acquisition Corp.
BFAC
$5.54M 0.27% 500,000 – –
CUBWU
80
Lionheart Holdings Unit
CUBWU
$5.46M 0.26% 545,157 +145,157 +36% +$1.45M
FLD
81
Fold Holdings, Inc. Class A Common Stock
FLD
$168M
$5.43M 0.26% 500,000 – –
BSL
82
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$5.29M 0.26% 374,898 – –
VCICU
83
Vine Hill Capital Investment Corp. Unit
VCICU
$5.28M 0.26% +528,394 New +$5.28M
POLEU
84
Andretti Acquisition Corp. II Unit
POLEU
$5.25M 0.25% +525,333 New +$5.25M
IROH icon
85
Iron Horse Acquisitions Corp
IROH
$21.2M
$5.18M 0.25% 508,133 +59,108 +13% +$602K
MPV
86
Barings Participation Investors
MPV
$212M
$5.06M 0.24% 298,560 -136,306 -31% -$2.31M
MBAVU
87
M3-Brigade Acquisition V Corp. Units
MBAVU
$5.02M 0.24% +500,000 New +$5.02M
EQV.U
88
EQV Ventures Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
EQV.U
$378M
$4.97M 0.24% +500,000 New +$4.97M
DTF
89
DTF Tax-Free Income 2028 Term Fund
DTF
$79.5M
$4.86M 0.23% 430,976 – –
MIY icon
90
BlackRock MuniYield Michigan Quality Fund
MIY
$324M
$4.86M 0.23% 404,338 +25,000 +7% +$300K
CMU
91
MFS High Yield Municipal Trust
CMU
$84.1M
$4.84M 0.23% 1,320,718 +219,483 +20% +$804K
KYN icon
92
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$4.82M 0.23% 438,272 -529,152 -55% -$5.82M
LPAAU
93
Launch One Acquisition Corp. Unit
LPAAU
$4.61M 0.22% +460,587 New +$4.61M
CLM icon
94
Cornerstone Strategic Value Fund
CLM
$2.31B
$4.59M 0.22% 597,293 -1,407,864 -70% -$10.8M
GPAT
95
GP-Act III Acquisition Corp. Class A Ordinary Share
GPAT
$381M
$4.55M 0.22% +451,198 New +$4.55M
CAPNU
96
Cayson Acquisition Corp Unit
CAPNU
$4.51M 0.22% +450,000 New +$4.51M
YHNAU
97
YHN Acquisition I Limited Unit
YHNAU
$4.46M 0.22% +445,000 New +$4.46M
MARX
98
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$4.41M 0.21% 400,000 -42,206 -10% -$465K
IXAQ
99
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$4.35M 0.21% 375,000 – –
AACT
100
Ares Acquisition Corporation II
AACT
$706M
$4.33M 0.21% 400,203 – –
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