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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFAC
76
DELISTED
Battery Future Acquisition Corp.
BFAC
$5.42M 0.26%
+500,000
New +$5.43M
EVT icon
77
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.18B
$5.34M 0.26%
+239,783
New +$4.96M
CDAQ
78
DELISTED
Compass Digital Acquisition Corp. Class A Ordinary Shares
CDAQ
$5.33M 0.26%
+500,000
New +$5.27M
IROHU
79
DELISTED
Iron Horse Acquisitions Corp Unit
IROHU
$5.12M 0.25%
+510,000
New +$5.12M
SPE
80
Special Opportunities Fund
SPE
$143M
$5.08M 0.24%
448,499
+46,527
+12% +$494K
BSL
81
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$5M 0.24%
374,298
+23,622
+7% +$308K
FMN
82
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$4.89M 0.23%
444,646
+107,769
+32% +$1.08M
NTG
83
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$4.76M 0.23%
136,942
-21,865
-14% -$742K
BWG
84
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$4.64M 0.22%
554,946
-4,496
-0.8% -$34.4K
DTF
85
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$4.63M 0.22%
430,976
+403
+0.1% +$4.31K
JPST icon
86
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$4.52M 0.22%
+90,000
New +$4.52M
CVII
87
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$4.49M 0.22%
427,500
– –
SBI
88
Western Asset Intermediate Muni Fund
SBI
$108M
$4.43M 0.21%
575,888
+64,779
+13% +$478K
GLO
89
Clough Global Opportunities Fund
GLO
$257M
$4.43M 0.21%
942,425
+92,358
+11% +$415K
KYCH
90
DELISTED
Keyarch Acquisition Corporation Ordinary Shares
KYCH
$4.35M 0.21%
400,000
– –
BGX
91
Blackstone Long-Short Credit Income Fund
BGX
$138M
$4.34M 0.21%
379,071
+17,649
+5% +$201K
MIY icon
92
BlackRock MuniYield Michigan Quality Fund
MIY
$361M
$4.31M 0.21%
379,338
– –
KCGI
93
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$4.28M 0.2%
400,000
– –
AQU
94
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$4.27M 0.2%
400,000
– –
HUDA
95
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
$4.24M 0.2%
400,000
– –
KDK
96
Kodiak AI
KDK
$905M
$4.21M 0.2%
403,044
-333,958
-45% -$3.46M
JPI
97
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$4.17M 0.2%
228,260
+58,532
+34% +$1.01M
IXAQ
98
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$4.14M 0.2%
375,000
– –
CLBR.U
99
DELISTED
Colombier Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CLBR.U
$4.05M 0.19%
+401,309
New +$4.04M
MCI
100
Barings Corporate Investors
MCI
$340M
$4.01M 0.19%
217,847
-248,432
-53% -$4.13M
2 3
4
5 6

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.