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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUE
76
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$5.65M 0.27%
563,069
+298,726
+113% +$3.02M
VKQ icon
77
Invesco Municipal Trust
VKQ
$545M
$5.58M 0.27%
562,843
+515,461
+1,088% +$5.03M
PUCK
78
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$5.5M 0.27%
539,119
– –
PCK
79
DELISTED
Pimco California Municipal Income Fund II
PCK
$5.24M 0.25%
+844,746
New +$5.26M
NTG
80
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$5.23M 0.25%
158,807
– –
FGMC
81
DELISTED
FG Merger Corp. Common Stock
FGMC
$5.2M 0.25%
+499,996
New +$5.17M
NKGN
82
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$5.14M 0.25%
507,083
– –
BYM
83
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$5.08M 0.25%
444,257
+188,806
+74% +$2.17M
PCQ
84
Pimco California Municipal Income Fund
PCQ
$168M
$4.81M 0.23%
+477,162
New +$5.13M
ENX
85
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$4.8M 0.23%
493,809
-38,173
-7% -$361K
EDD
86
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$4.71M 0.23%
1,041,971
-759,134
-42% -$3.45M
SHAP
87
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$4.69M 0.23%
450,000
– –
CPZ
88
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$4.64M 0.22%
300,078
-11,839
-4% -$190K
YTPG
89
DELISTED
TPG Pace Beneficial II Corp.
YTPG
$4.49M 0.22%
449,506
– –
TRAQ
90
DELISTED
Trine II Acquisition Corp.
TRAQ
$4.45M 0.22%
424,998
– –
APGB
91
DELISTED
Apollo Strategic Growth Capital II
APGB
$4.41M 0.21%
431,118
+237,350
+122% +$2.41M
PMX
92
DELISTED
PIMCO Municipal Income Fund III
PMX
$4.41M 0.21%
+530,665
New +$4.37M
CFIV
93
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$4.38M 0.21%
424,436
+409,129
+2,673% +$4.18M
YOTA
94
DELISTED
Yotta Acquisition Corporation Common Stock
YOTA
$4.37M 0.21%
425,000
– –
AQUNU
95
DELISTED
Aquaron Acquisition Corp. Units
AQUNU
$4.26M 0.21%
400,000
– –
FTF
96
Franklin Limited Duration Income Trust
FTF
$234M
$4.23M 0.2%
684,485
-809,463
-54% -$5.15M
KYCHU
97
DELISTED
Keyarch Acquisition Corporation Unit
KYCHU
$4.2M 0.2%
400,000
– –
KMF
98
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$4.19M 0.2%
557,151
-84,727
-13% -$633K
LIVB
99
DELISTED
LIV Capital Acquisition Corp. II Class A Ordinary Shares
LIVB
$4.17M 0.2%
399,996
– –
BSL
100
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$4.17M 0.2%
328,894
– –
2 3
4
5 6

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.