RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMO
76
ClearBridge Energy Midstream Opportunity Fund
EMO
$886M
$6.22M 0.28% 247,908 -77,369 -24% -$1.94M
GTPB
77
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$6.19M 0.28% 630,203 +277,703 +79% +$2.73M
EVM
78
Eaton Vance California Municipal Bond Fund
EVM
$224M
$6.19M 0.28% 727,062 -21,675 -3% -$184K
HCNE
79
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$6.1M 0.27% 624,792 +268,596 +75% +$2.62M
AAC
80
DELISTED
Ares Acquisition Corporation
AAC
$6.05M 0.27% 608,970 +151,264 +33% +$1.5M
PRPC
81
DELISTED
CC Neuberger Principal Holdings III
PRPC
$6M 0.27% 604,109 +220,661 +58% +$2.19M
MIO
82
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$6M 0.27% 591,566 -197,454 -25% -$2M
EDNC
83
DELISTED
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$5.98M 0.27% 600,000 – –
GATE
84
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
$5.96M 0.27% 600,000 – –
SPE
85
Special Opportunities Fund
SPE
$167M
$5.88M 0.26% 529,722 -67,009 -11% -$743K
HCIC
86
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$5.88M 0.26% 595,200 +377,164 +173% +$3.72M
FCAX
87
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$5.85M 0.26% 588,260 +101,260 +21% +$1.01M
MAV
88
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$5.8M 0.26% 768,217 -9,807 -1% -$74K
NTG
89
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$5.76M 0.26% 176,811 -55 -0% -$1.79K
FCRD
90
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.67M 0.25% 1,982,822 -58,824 -3% -$168K
NUW icon
91
Nuveen AMT-Free Municipal Value Fund
NUW
$246M
$5.65M 0.25% 430,523 +36,310 +9% +$477K
KMF
92
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$5.61M 0.25% 761,895 -289,355 -28% -$2.13M
GHIXU
93
DELISTED
Gores Holdings IX, Inc. Unit
GHIXU
$5.47M 0.25% 554,139 – –
FPAC
94
DELISTED
Far Peak Acquisition Corporation
FPAC
$5.39M 0.24% 545,297 – –
CPZ
95
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$328M
$5.33M 0.24% 356,167 -217,450 -38% -$3.25M
HZON
96
DELISTED
Horizon Acquisition Corporation II
HZON
$5.25M 0.24% 524,852 +424,852 +425% +$4.25M
PTA icon
97
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.12B
$5.18M 0.23% 286,201 -1,285,707 -82% -$23.3M
FGMCU
98
DELISTED
FG Merger Corp. Unit
FGMCU
$5.05M 0.23% 500,000 – –
CPUH
99
DELISTED
Compute Health Acquisition Corp.
CPUH
$5.03M 0.23% 509,472 +352,000 +224% +$3.47M
DTF
100
DTF Tax-Free Income 2028 Term Fund
DTF
$79.5M
$4.81M 0.22% 432,924 +22,346 +5% +$248K
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