RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$2.47B
Cap. Flow
+$576M
Cap. Flow %
23.26%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EVM
76
Eaton Vance California Municipal Bond Fund
EVM
$222M
$8.36M 0.34%
720,798
– –
JRO
77
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$8.33M 0.34%
822,588
-361,760
-31% -$3.66M
CPUH
78
DELISTED
Compute Health Acquisition Corp.
CPUH
$8.27M 0.33%
850,000
+450,000
+113% +$4.38M
BGH
79
Barings Global Short Duration High Yield Fund
BGH
$327M
$7.92M 0.32%
456,969
+258,227
+130% +$4.48M
AVACU
80
DELISTED
Avalon Acquisition Inc. Units
AVACU
$7.58M 0.31%
+750,000
New +$7.58M
RCACU
81
DELISTED
Revelstone Capital Acquisition Corp. Unit
RCACU
$7.45M 0.3%
+750,000
New +$7.45M
IPOF
82
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$7.13M 0.29%
700,000
– –
AWF
83
AllianceBernstein Global High Income Fund
AWF
$975M
$7.1M 0.29%
584,997
-166,530
-22% -$2.02M
MAV
84
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$6.97M 0.28%
603,662
+554,585
+1,130% +$6.41M
OCSL icon
85
Oaktree Specialty Lending
OCSL
$1.22B
$6.79M 0.27%
910,460
-2,117,206
-70% -$15.8M
NTG
86
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.79M 0.27%
223,802
-89,463
-29% -$2.71M
LGAC
87
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$6.62M 0.27%
680,000
+130,000
+24% +$1.26M
AEF
88
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$6.47M 0.26%
816,586
-11,206
-1% -$88.7K
ENX
89
Eaton Vance New York Municipal Bond Fund
ENX
$168M
$6.3M 0.25%
518,882
+46,247
+10% +$562K
TTP
90
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$5.93M 0.24%
259,395
+114,125
+79% +$2.61M
PRPC
91
DELISTED
CC Neuberger Principal Holdings III
PRPC
$5.89M 0.24%
596,307
+332,302
+126% +$3.28M
PSTH
92
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$5.88M 0.24%
298,100
+105,600
+55% +$2.08M
FVIV
93
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$5.86M 0.24%
601,244
+559,244
+1,332% +$5.45M
PET
94
DELISTED
Wag!
PET
$5.85M 0.24%
+600,000
New +$5.85M
CONX
95
DELISTED
CONX Corp. Class A Common Stock
CONX
$5.69M 0.23%
579,151
+123,151
+27% +$1.21M
NUO
96
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$5.62M 0.23%
351,862
+10,606
+3% +$169K
FPAC
97
DELISTED
Far Peak Acquisition Corporation
FPAC
$5.53M 0.22%
549,998
– –
IHD
98
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$105M
$5.44M 0.22%
766,538
+109,442
+17% +$777K
NQP icon
99
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$5.44M 0.22%
364,753
-57,628
-14% -$859K
MYD icon
100
BlackRock MuniYield Fund
MYD
$461M
$5.2M 0.21%
353,768
+171,013
+94% +$2.51M
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