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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
76
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$6.5M 0.34%
486,456
-171,534
-26% -$2.29M
NSL
77
DELISTED
NUVEEN SENIOR INCM FD
NSL
$6.35M 0.34%
+1,085,093
New +$6.31M
DTF
78
DTF Tax-Free Income 2028 Term Fund
DTF
$80.9M
$6.3M 0.33%
435,957
+38,921
+10% +$579K
NQP
79
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$6.25M 0.33%
422,381
-19,255
-4% -$291K
AAC
80
DELISTED
Ares Acquisition Corporation
AAC
$5.87M 0.31%
602,320
+35,120
+6% +$342K
ENX
81
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$5.8M 0.31%
472,635
+336,740
+248% +$4.25M
MHN
82
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.76M 0.31%
396,379
-47,938
-11% -$711K
KAHC
83
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$5.71M 0.3%
586,152
+123,188
+27% +$1.2M
NKX icon
84
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$5.59M 0.3%
341,228
-204,574
-37% -$3.36M
NZF icon
85
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$5.56M 0.29%
332,453
-318,778
-49% -$5.52M
FPAC
86
DELISTED
Far Peak Acquisition Corporation
FPAC
$5.47M 0.29%
549,998
– –
NUO
87
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$5.41M 0.29%
341,256
+71,456
+26% +$1.17M
LGAC
88
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$5.35M 0.28%
550,000
+50,000
+10% +$486K
CCVI
89
DELISTED
Churchill Capital Corp VI
CCVI
$5.31M 0.28%
543,790
+243,665
+81% +$2.4M
NAN icon
90
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$5.08M 0.27%
345,400
-132,147
-28% -$1.99M
IHD
91
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$4.86M 0.26%
+657,096
New +$5.01M
NXJ
92
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$4.65M 0.25%
301,185
– –
SST icon
93
System1
SST
$17.8M
$4.58M 0.24%
46,191
– –
CONX
94
DELISTED
CONX Corp. Class A Common Stock
CONX
$4.47M 0.24%
456,000
– –
SEPA
95
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$4.3M 0.23%
+437,500
New +$4.31M
ECAT icon
96
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.58B
$4.26M 0.23%
+212,067
New +$4.25M
THCA
97
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$4.04M 0.21%
399,998
– –
CPUH
98
DELISTED
Compute Health Acquisition Corp.
CPUH
$3.91M 0.21%
400,000
– –
PSTH
99
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.79M 0.2%
+192,500
New +$3.9M
TTP
100
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$3.48M 0.18%
145,270
+100,414
+224% +$2.32M
2 3
4
5 6

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.