RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSLF
76
DELISTED
First Eagle Senior Loan Fund
FSLF
$4.55M 0.28% +367,079 New +$4.55M
VLT icon
77
Invesco High Income Trust II
VLT
$72.5M
$4.45M 0.28% 362,541 -32,275 -8% -$396K
PMO
78
Putnam Municipal Opportunities Trust
PMO
$278M
$4.4M 0.27% 338,910 -256,995 -43% -$3.33M
RGT
79
Royce Global Value Trust
RGT
$83M
$4.35M 0.27% 353,825 +331,902 +1,514% +$4.08M
FEN
80
DELISTED
First Trust Energy Income and Growth Fund
FEN
$4.34M 0.27% 478,629 +241,591 +102% +$2.19M
AVK
81
Advent Convertible and Income Fund
AVK
$550M
$4.3M 0.27% 311,477 -1,611 -0.5% -$22.2K
EAD
82
Allspring Income Opportunities Fund
EAD
$420M
$4.16M 0.26% 570,024 -1,316,958 -70% -$9.61M
SPE.PRB
83
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.07M 0.25% 161,353 -500 -0.3% -$12.6K
MVC
84
DELISTED
MVC Capital, Inc.
MVC
$4.05M 0.25% +518,323 New +$4.05M
FUND
85
Sprott Focus Trust
FUND
$244M
$4.03M 0.25% 676,858 +78,419 +13% +$467K
THCA
86
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$3.99M 0.25% +399,998 New +$3.99M
MUC icon
87
BlackRock MuniHoldings California Quality Fund
MUC
$970M
$3.97M 0.25% 283,888 -500,790 -64% -$7M
DUC
88
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$3.95M 0.24% 427,641 +397,020 +1,297% +$3.66M
LFLY
89
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$3.85M 0.24% 389,191 – –
MVF icon
90
BlackRock MuniVest Fund
MVF
$370M
$3.64M 0.23% 419,302 +13,200 +3% +$115K
CHI
91
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$3.59M 0.22% +326,079 New +$3.59M
CCIV.U
92
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$3.56M 0.22% +355,000 New +$3.56M
AEVA
93
Aeva Technologies
AEVA
$834M
$3.5M 0.22% +349,999 New +$3.5M
BSL
94
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$3.49M 0.22% 253,277 +82,460 +48% +$1.13M
GLQ
95
Clough Global Equity Fund
GLQ
$139M
$3.48M 0.22% 309,974 +6,173 +2% +$69.2K
PSTH
96
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$3.4M 0.21% +150,000 New +$3.4M
BSTZ icon
97
BlackRock Science and Technology Term Trust
BSTZ
$1.55B
$3.29M 0.2% +128,192 New +$3.29M
SKIL icon
98
Skillsoft
SKIL
$132M
$3.14M 0.19% +297,945 New +$3.14M
ETWO
99
DELISTED
E2open Parent Holdings
ETWO
$3.12M 0.19% +299,997 New +$3.12M
BIT icon
100
BlackRock Multi-Sector Income Trust
BIT
$591M
$3.03M 0.19% 191,975 -282,440 -60% -$4.46M
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4
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