RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+15.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$75.7M
Cap. Flow %
4.3%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$37.3M
2
GBDC icon
Golub Capital BDC
GBDC
$16.3M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
$16.2M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$15.8M
5
BCSF icon
Bain Capital Specialty
BCSF
$10.8M

Top Sells

1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
$18.7M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$15.2M
3
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
$13.4M
4
ARCC icon
Ares Capital
ARCC
$13.1M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUM
76
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$5.84M 0.33% 427,220 +75,403 +21% +$1.03M
VKI icon
77
Invesco Advantage Municipal Income Trust II
VKI
$368M
$5.69M 0.32% 544,029 +425,992 +361% +$4.46M
RMT
78
Royce Micro-Cap Trust
RMT
$535M
$5.65M 0.32% 784,803 +761 +0.1% +$5.48K
EGIF
79
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$5.47M 0.31% 405,170 +252,633 +166% +$3.41M
WIA
80
Western Asset Inflation-Linked Income Fund
WIA
$196M
$5.37M 0.31% +455,861 New +$5.37M
NMY
81
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$5.22M 0.3% 405,296 -72,798 -15% -$938K
JFR icon
82
Nuveen Floating Rate Income Fund
JFR
$1.13B
$5.21M 0.3% 659,150 +304,723 +86% +$2.41M
MYN icon
83
BlackRock MuniYield New York Quality Fund
MYN
$357M
$5M 0.28% 398,744 -1,064,729 -73% -$13.4M
NKLAW
84
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
$4.98M 0.28% +149,999 New +$4.98M
MUE icon
85
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$4.92M 0.28% 396,772 +210,169 +113% +$2.6M
VLT icon
86
Invesco High Income Trust II
VLT
$72.5M
$4.72M 0.27% 394,816 -20,435 -5% -$244K
BQH
87
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$4.31M 0.25% 274,594 +6,411 +2% +$101K
LCAHU
88
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$4.23M 0.24% 244,829 +44,829 +22% +$774K
IRR
89
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$4.18M 0.24% 1,646,739 +524,394 +47% +$1.33M
AVK
90
Advent Convertible and Income Fund
AVK
$550M
$4.1M 0.23% 313,088 -46,676 -13% -$610K
SPE.PRB
91
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.07M 0.23% 161,853 -29,427 -15% -$740K
THCAU
92
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4.04M 0.23% 400,000 – –
LFLY
93
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$3.81M 0.22% 389,191 -10,809 -3% -$106K
CCX.U
94
DELISTED
Churchill Capital Corp II
CCX.U
$3.63M 0.21% 297,950 -2,050 -0.7% -$25K
IPV.U
95
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$3.56M 0.2% 350,000 +50,000 +17% +$508K
FUND
96
Sprott Focus Trust
FUND
$244M
$3.53M 0.2% 598,439 -32,285 -5% -$190K
BGT icon
97
BlackRock Floating Rate Income Trust
BGT
$319M
$3.43M 0.19% 312,073 +180,063 +136% +$1.98M
MVF icon
98
BlackRock MuniVest Fund
MVF
$370M
$3.41M 0.19% 406,102 +384,403 +1,772% +$3.23M
GLQ
99
Clough Global Equity Fund
GLQ
$139M
$3.24M 0.18% 303,801 -241,488 -44% -$2.57M
JRO
100
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.19M 0.18% 406,824 -61,409 -13% -$482K
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4
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