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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-16.65%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$140M
Cap. Flow %
9.39%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$21.2M
2
ARCC icon
Ares Capital
ARCC
+$20.4M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$19.5M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18.5M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$17.1M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$26M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$20.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$16.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$15M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

Rank Sector Weight
1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUM
76
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$4.72M 0.32%
351,817
-135,238
-28% -$1.88M
EFT
77
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$4.69M 0.31%
457,859
-295,713
-39% -$3.78M
TEI
78
Templeton Emerging Markets Income Fund
TEI
$323M
$4.68M 0.31%
626,072
+479,674
+328% +$4.16M
SJ icon
79
Scienjoy Holding
SJ
$34.8M
$4.65M 0.31%
225,000
– –
SPE.PRB
80
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.63M 0.31%
191,280
– –
ZGYHU
81
DELISTED
Yunhong International Unit
ZGYHU
$4.53M 0.3%
+200,000
New +$1.97M
NUO
82
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$4.49M 0.3%
305,068
-184,069
-38% -$2.79M
VLT icon
83
Invesco High Income Trust II
VLT
$65.6M
$4.45M 0.3%
415,251
-11,493
-3% -$153K
RMT
84
Royce Micro-Cap Trust
RMT
$764M
$4.36M 0.29%
784,042
+122,547
+19% +$945K
ATCXW
85
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$4.33M 0.29%
+200,000
New +$133K
NZF icon
86
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$4.27M 0.29%
+303,735
New +$4.77M
NAN icon
87
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$4.12M 0.28%
313,748
+88,096
+39% +$1.23M
MQT
88
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.1M 0.27%
331,970
+13,755
+4% +$178K
HGLB
89
Highland Global Allocation Fund
HGLB
$177M
$4.02M 0.27%
924,265
+103,320
+13% +$818K
THCAU
90
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4M 0.27%
400,000
– –
DEX
91
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$3.9M 0.26%
524,184
-443,923
-46% -$4.22M
ESSCU
92
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$3.9M 0.26%
+165,000
New +$1.62M
LFLY
93
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$3.88M 0.26%
20,000
– –
FRA icon
94
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$3.83M 0.26%
382,671
+165,065
+76% +$2.04M
AVK
95
Advent Convertible and Income Fund
AVK
$569M
$3.83M 0.26%
369,478
-126,868
-26% -$1.77M
BQH
96
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$3.76M 0.25%
268,183
+163,175
+155% +$2.47M
NBACU
97
DELISTED
Newborn Acquisition Corp. Unit
NBACU
$3.7M 0.25%
+150,000
New +$1.48M
KYN icon
98
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$3.55M 0.24%
978,470
-731,186
-43% -$7.91M
EVN
99
Eaton Vance Municipal Income Trust
EVN
$429M
$3.5M 0.23%
+292,220
New +$3.72M
JRO
100
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.48M 0.23%
468,233
+123,471
+36% +$1.13M
2 3
4
5 6

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Rivernorth Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rivernorth Capital Management held 322 positions worth $1.49B, down 10% from $1.67B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $140M of net new capital in Q1 2020, opening 59 new positions and adding to 70 existing holdings. Its largest new stake was Ares Capital: 1,211,881 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 2.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2020 buy was Ares Capital: 1,211,881 shares worth $13.1M.
  • Rivernorth Capital Management added most to Golub Capital BDC in Q1 2020, an estimated $21.2M increase.
  • Rivernorth Capital Management's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited Clough Global Opportunities Fund in Q1 2020, selling an estimated $11.5M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.49B portfolio in Q1 2020.
  • Rivernorth Capital Management opened 59 new positions and closed 50 in Q1 2020.
  • Rivernorth Capital Management's portfolio value fell 10% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.