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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE.PRB
76
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.89M 0.29%
191,280
– –
TYG
77
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$4.53M 0.27%
+63,121
New +$4.63M
SPE
78
Special Opportunities Fund
SPE
$144M
$4.42M 0.27%
314,129
-6,958
-2% -$95.1K
FUND
79
Sprott Focus Trust
FUND
$313M
$4.33M 0.26%
587,935
+18,879
+3% +$131K
PEO
80
Adams Natural Resources Fund
PEO
$742M
$4.29M 0.26%
+270,742
New +$4.14M
PHK
81
PIMCO High Income Fund
PHK
$880M
$4.24M 0.25%
+564,322
New +$4.33M
EXD
82
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$4.24M 0.25%
413,653
-67,482
-14% -$669K
MQT
83
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.14M 0.25%
318,215
+21,521
+7% +$278K
THCAU
84
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4.04M 0.24%
400,000
– –
PXH icon
85
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$3.99M 0.24%
178,753
– –
LFLY
86
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$3.9M 0.23%
+20,000
New +$3.89M
BGT icon
87
BlackRock Floating Rate Income Trust
BGT
$327M
$3.58M 0.21%
277,815
-105,422
-28% -$1.32M
JRO
88
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.44M 0.21%
344,762
-9,625
-3% -$91.9K
PAACU
89
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$3.35M 0.2%
325,000
– –
IGD
90
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$521M
$3.31M 0.2%
535,546
+475,011
+785% +$2.9M
ACP
91
abrdn Income Credit Strategies Fund
ACP
$636M
$3.29M 0.2%
+287,663
New +$3.26M
CCX.U
92
DELISTED
Churchill Capital Corp II
CCX.U
$3.23M 0.19%
300,000
– –
NAN icon
93
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.2M 0.19%
225,652
-135,254
-37% -$1.91M
LACQ
94
DELISTED
Leisure Acquisition Corp.
LACQ
$3.19M 0.19%
306,594
– –
GRAF.U
95
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3.19M 0.19%
300,000
– –
ANDAU
96
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$3.17M 0.19%
300,000
– –
IQI icon
97
Invesco Quality Municipal Securities
IQI
$531M
$3.17M 0.19%
251,593
+59,452
+31% +$745K
SAMAU
98
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.15M 0.19%
300,000
– –
CHR icon
99
Cheer Holding
CHR
$3.43M
$3.07M 0.18%
200
– –
DDMX
100
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$3.07M 0.18%
300,000
– –
2 3
4
5 6

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.