RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPE.PRB
76
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.89M 0.29%
191,280
– –
TYG
77
Tortoise Energy Infrastructure Corp
TYG
$732M
$4.53M 0.27%
+63,121
New +$4.53M
SPE
78
Special Opportunities Fund
SPE
$167M
$4.42M 0.27%
300,085
-6,647
-2% -$97.9K
FUND
79
Sprott Focus Trust
FUND
$247M
$4.33M 0.26%
587,935
+18,879
+3% +$139K
PEO
80
Adams Natural Resources Fund
PEO
$575M
$4.29M 0.26%
+270,742
New +$4.29M
PHK
81
PIMCO High Income Fund
PHK
$861M
$4.24M 0.25%
+564,322
New +$4.24M
EXD
82
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$4.24M 0.25%
413,653
-67,482
-14% -$691K
MQT icon
83
BlackRock MuniYield Quality Fund II
MQT
$218M
$4.14M 0.25%
318,215
+21,521
+7% +$280K
THCAU
84
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4.04M 0.24%
400,000
– –
PXH icon
85
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.6B
$3.99M 0.24%
178,753
– –
LFLY
86
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$3.9M 0.23%
+20,000
New +$3.9M
BGT icon
87
BlackRock Floating Rate Income Trust
BGT
$317M
$3.58M 0.21%
277,815
-105,422
-28% -$1.36M
JRO
88
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.44M 0.21%
344,762
-9,625
-3% -$96.1K
PAACU
89
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$3.35M 0.2%
325,000
– –
IGD
90
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$465M
$3.32M 0.2%
535,546
+475,011
+785% +$2.94M
ACP
91
abrdn Income Credit Strategies Fund
ACP
$742M
$3.29M 0.2%
+287,663
New +$3.29M
CCX.U
92
DELISTED
Churchill Capital Corp II
CCX.U
$3.23M 0.19%
300,000
– –
NAN icon
93
Nuveen New York Quality Municipal Income Fund
NAN
$348M
$3.2M 0.19%
225,652
-135,254
-37% -$1.92M
LACQ
94
DELISTED
Leisure Acquisition Corp.
LACQ
$3.2M 0.19%
306,594
– –
GRAF.U
95
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3.2M 0.19%
300,000
– –
ANDAU
96
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$3.17M 0.19%
300,000
– –
IQI icon
97
Invesco Quality Municipal Securities
IQI
$515M
$3.17M 0.19%
251,593
+59,452
+31% +$748K
SAMAU
98
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.15M 0.19%
300,000
– –
CHR icon
99
Cheer Holding
CHR
$7.88M
$3.07M 0.18%
30,000
– –
DDMX
100
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$3.07M 0.18%
300,000
– –
2 3
4
5 6