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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMT
76
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$4.82K 0.21%
214,107
-31,062
-13% -$698K
NKG
77
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$4.8K 0.21%
388,155
+305,077
+367% +$3.71M
BGT icon
78
BlackRock Floating Rate Income Trust
BGT
$325M
$4.79K 0.21%
385,337
-301,836
-44% -$3.76M
NSL
79
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.67K 0.2%
794,079
+105,474
+15% +$620K
EXD
80
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$4.63K 0.2%
491,514
+75,028
+18% +$703K
NTC
81
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$4.59K 0.2%
353,826
+164,466
+87% +$2.08M
AEF
82
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$4.39K 0.19%
600,996
-489,237
-45% -$3.57M
NBO
83
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$4.37K 0.19%
356,455
+96,275
+37% +$1.18M
AKP
84
DELISTED
Alliance Californa Muni Fd
AKP
$4.34K 0.19%
288,140
-295,873
-51% -$4.36M
SPE
85
Special Opportunities Fund
SPE
$144M
$4.25K 0.19%
323,597
+36,533
+13% +$471K
PXH icon
86
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$4.05K 0.18%
187,653
– –
FUND
87
Sprott Focus Trust
FUND
$308M
$3.83K 0.17%
568,256
-547,015
-49% -$3.69M
LOR
88
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.71K 0.16%
373,077
-35,601
-9% -$348K
NKX icon
89
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$3.64K 0.16%
249,010
-100,776
-29% -$1.43M
BYM
90
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$3.63K 0.16%
263,978
– –
JRO
91
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.62K 0.16%
371,777
+130,143
+54% +$1.27M
GDO
92
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$3.58K 0.16%
209,028
-2,091
-1% -$35.1K
NID
93
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.56K 0.15%
264,842
-154,421
-37% -$2.05M
NIQ
94
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.42K 0.15%
256,877
+350
+0.1% +$4.59K
EGIF
95
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$3.32K 0.14%
215,886
-12,104
-5% -$186K
MHI
96
DELISTED
Pioneer Municipal High Income Fund
MHI
$3.28K 0.14%
268,982
-200,521
-43% -$2.42M
PAACU
97
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$3.27K 0.14%
+325,000
New +$3.27M
LACQ
98
DELISTED
Leisure Acquisition Corp.
LACQ
$3.12K 0.14%
306,594
– –
GRAF.U
99
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3.09K 0.13%
300,000
– –
ANDAU
100
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$3.08K 0.13%
300,000
– –
2 3
4
5 6

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.