RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NBW
76
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$5.45M 0.36%
417,975
+126,294
+43% +$1.65M
NKX icon
77
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$595M
$4.87M 0.32%
349,786
-38,199
-10% -$532K
SPE.PRB
78
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.79M 0.32%
191,280
– –
ZF
79
DELISTED
Virtus Total Return Fund Inc.
ZF
$4.66M 0.31%
463,710
-339,577
-42% -$3.41M
PHD
80
Pioneer Floating Rate Fund
PHD
$123M
$4.32M 0.28%
415,513
+67,644
+19% +$703K
CRF
81
Cornerstone Total Return Fund
CRF
$1.22B
$4.26M 0.28%
362,569
-182,093
-33% -$2.14M
PACK icon
82
Ranpak Holdings
PACK
$413M
$4.08M 0.27%
398,073
– –
AFT
83
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$4.07M 0.27%
274,383
-2,664
-1% -$39.5K
LOR
84
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$4.05M 0.27%
408,678
-124,684
-23% -$1.24M
PXH icon
85
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.63B
$4.02M 0.26%
187,653
– –
AVCT
86
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$4.01M 0.26%
26,000
+14,334
+123% +$2.21M
NSL
87
DELISTED
NUVEEN SENIOR INCM FD
NSL
$3.99M 0.26%
688,605
-30,175
-4% -$175K
BSE
88
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$3.91M 0.26%
304,532
-159,657
-34% -$2.05M
EXD
89
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$3.86M 0.25%
416,486
+81,713
+24% +$757K
SPE
90
Special Opportunities Fund
SPE
$169M
$3.68M 0.24%
274,230
+89,574
+49% +$1.2M
BYM icon
91
BlackRock Municipal Income Quality Trust
BYM
$286M
$3.54M 0.23%
263,978
-5,700
-2% -$76.4K
EGIF
92
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$3.5M 0.23%
227,990
-413,716
-64% -$6.36M
GDO
93
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.9M
$3.48M 0.23%
211,119
-220,837
-51% -$3.63M
NIQ
94
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.36M 0.22%
256,527
-108,760
-30% -$1.42M
NBO
95
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$3.23M 0.21%
260,180
-83,916
-24% -$1.04M
LEO
96
BNY Mellon Strategic Municipals
LEO
$385M
$3.18M 0.21%
402,731
-426,471
-51% -$3.37M
TKKSU
97
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$3.08M 0.2%
300,000
– –
LACQ
98
DELISTED
Leisure Acquisition Corp.
LACQ
$3.08M 0.2%
306,594
– –
DDMXU
99
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$3.04M 0.2%
300,000
– –
GRAF.U
100
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3.04M 0.2%
300,000
– –
2 3
4
5 6