RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RVT icon
76
Royce Value Trust
RVT
$1.92B
$5.08M 0.35%
313,910
-541,386
-63% -$8.75M
NIQ
77
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$5.05M 0.35%
392,172
+55,247
+16% +$711K
SPE.PRB
78
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.95M 0.34%
191,280
– –
EGIF
79
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$4.84M 0.34%
+291,675
New +$4.84M
NIE
80
Virtus Equity & Convertible Income Fund
NIE
$688M
$4.73M 0.33%
223,682
-72,853
-25% -$1.54M
AFB
81
AllianceBernstein National Municipal Income Fund
AFB
$298M
$4.56M 0.32%
340,235
+145
+0% +$1.94K
AGC
82
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.5M 0.31%
751,247
+186,962
+33% +$1.12M
ICB
83
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.23M 0.29%
230,385
– –
ACSF
84
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$4.15M 0.29%
394,212
+377,595
+2,272% +$3.97M
AVCT
85
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$3.87M 0.27%
+399,994
New +$3.87M
CRF
86
Cornerstone Total Return Fund
CRF
$1.21B
$3.83M 0.27%
250,859
+175,423
+233% +$2.68M
RCS
87
PIMCO Strategic Income Fund
RCS
$337M
$3.76M 0.26%
+409,046
New +$3.76M
LCM
88
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.64M 0.25%
437,172
+93,252
+27% +$777K
MCN
89
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$3.56M 0.25%
461,269
+220,777
+92% +$1.7M
GER
90
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$3.3M 0.23%
+535,840
New +$3.3M
BBDC icon
91
Barings BDC
BBDC
$1.04B
$3.27M 0.23%
+344,556
New +$3.27M
NRCG
92
DELISTED
NRC Group Holdings Corp.
NRCG
$3.19M 0.22%
+325,000
New +$3.19M
GDX icon
93
VanEck Gold Miners ETF
GDX
$19.5B
$3.15M 0.22%
135,594
– –
AIF
94
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.07M 0.21%
+194,728
New +$3.07M
LOR
95
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$3.06M 0.21%
263,009
+65,520
+33% +$762K
LACQU
96
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$3.04M 0.21%
+306,600
New +$3.04M
HYACU
97
DELISTED
Haymaker Acquisition Corp. Unit
HYACU
$2.92M 0.2%
+295,000
New +$2.92M
KXIN icon
98
Kaixin Holdings
KXIN
$7.01M
$2.9M 0.2%
+300,000
New +$2.9M
JEMD
99
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$2.88M 0.2%
+306,049
New +$2.88M
BLW icon
100
BlackRock Limited Duration Income Trust
BLW
$549M
$2.86M 0.2%
179,684
-47,520
-21% -$755K
2 3
4
5 6