RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.87%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
+$1.23B
Cap. Flow
-$107M
Cap. Flow %
-8.74%
Top 10 Hldgs %
35.14%
Holding
152
New
12
Increased
30
Reduced
56
Closed
23

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.6M
2
USA icon
Liberty All-Star Equity Fund
USA
$17.2M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
$6.72M
4
SNAX
Stryve Foods, Inc. Class A Common Stock
SNAX
$6.07M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
$5.47M

Top Sells

1
RA
Brookfield Real Assets Income Fund
RA
$27.2M
2
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$12.9M
3
AVK
Advent Convertible and Income Fund
AVK
$8.94M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
$8.14M
5
RVT icon
Royce Value Trust
RVT
$6.92M

Sector Composition

1 Financials 3.47%
2 Consumer Staples 0.5%
3 Technology 0.49%
4 Energy 0.3%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDX icon
76
VanEck Gold Miners ETF
GDX
$19.5B
$3.13M 0.26%
135,594
– –
LCM
77
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$2.97M 0.24%
343,920
-942,104
-73% -$8.14M
FSAM
78
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$2.83M 0.23%
726,266
– –
OHAI
79
DELISTED
OHA Investment Corporation
OHAI
$2.76M 0.23%
2,209,405
-73,989
-3% -$92.5K
MMDMU
80
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
$2.41M 0.2%
230,000
– –
KBLMU
81
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$2.33M 0.19%
230,000
– –
HCAC.U
82
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$2.33M 0.19%
225,000
– –
LOR
83
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.24M 0.18%
197,489
-24,485
-11% -$278K
NESR
84
National Energy Services Reunited Corp. Ordinary Shares
NESR
$935M
$2.21M 0.18%
230,000
– –
LGI
85
Lazard Global Total Return & Income Fund
LGI
$232M
$2.19M 0.18%
129,941
-61,006
-32% -$1.03M
PHUN icon
86
Phunware
PHUN
$52.1M
$2.03M 0.17%
200,000
– –
CVON
87
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$1.94M 0.16%
200,000
– –
GLV
88
Clough Global Dividend & Income Fund
GLV
$72.2M
$1.91M 0.16%
137,135
+56,862
+71% +$791K
MCN
89
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$1.88M 0.15%
240,492
+13,663
+6% +$107K
SCD
90
LMP Capital and Income Fund
SCD
$273M
$1.76M 0.14%
122,016
-147,005
-55% -$2.12M
OSPRU
91
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$1.74M 0.14%
+175,000
New +$1.74M
MSP
92
DELISTED
Madison Strategic Sector
MSP
$1.65M 0.13%
138,335
+78,389
+131% +$932K
ATACU
93
DELISTED
Atlantic Acquisition Corp. Unit
ATACU
$1.55M 0.13%
+150,000
New +$1.55M
IAMXU
94
DELISTED
I-AM Capital Acquisition Company Unit
IAMXU
$1.54M 0.13%
+150,000
New +$1.54M
INDUU
95
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$1.52M 0.12%
+150,000
New +$1.52M
ERC
96
Allspring Multi-Sector Income Fund
ERC
$267M
$1.48M 0.12%
110,653
-80,935
-42% -$1.08M
SPE
97
Special Opportunities Fund
SPE
$167M
$1.48M 0.12%
93,949
-90,161
-49% -$1.42M
HUNT
98
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$1.46M 0.12%
+150,002
New +$1.46M
USWS
99
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.46M 0.12%
150,000
– –
CGBD icon
100
Carlyle Secured Lending
CGBD
$1.02B
$1.41M 0.12%
75,196
-239,947
-76% -$4.5M
2 3
4
5 6