We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.87%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.23B
AUM Growth
-$81.4M
Cap. Flow
-$106M
Cap. Flow %
-8.66%
Top 10 Hldgs %
35.14%
Holding
152
New
12
Increased
30
Reduced
56
Closed
23

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$21.6M
2
USA icon
Liberty All-Star Equity Fund
USA
+$16.3M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$6.52M
4
SNAX
Stryve Foods, Inc. Class A Common Stock
SNAX
+$6.05M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.52M

Top Sells

Rank Stock Value
1
RA
Brookfield Real Assets Income Fund
RA
+$27M
2
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$12.7M
3
AVK
Advent Convertible and Income Fund
AVK
+$8.92M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$8.08M
5
RVT icon
Royce Value Trust
RVT
+$6.47M

Sector Composition

Rank Sector Weight
1 Financials 4.22%
2 Consumer Staples 0.5%
3 Technology 0.49%
4 Energy 0.3%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
76
VanEck Gold Miners ETF
GDX
$27.4B
$3.13M 0.26%
135,594
– –
LCM
77
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$2.97M 0.24%
343,920
-942,104
-73% -$8.08M
FSAM
78
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$2.83M 0.23%
726,266
– –
OHAI
79
DELISTED
OHA Investment Corporation
OHAI
$2.76M 0.23%
2,209,405
-73,989
-3% -$85.3K
MMDMU
80
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
$2.41M 0.2%
230,000
– –
KBLMU
81
DELISTED
KBL Merger Corp. IV Unit
KBLMU
$2.33M 0.19%
230,000
– –
HCAC.U
82
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$2.33M 0.19%
225,000
– –
LOR
83
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$2.24M 0.18%
197,489
-24,485
-11% -$273K
NESR
84
National Energy Services Reunited Corp
NESR
$2.93B
$2.21M 0.18%
230,000
– –
LGI
85
Lazard Global Total Return & Income Fund
LGI
$240M
$2.19M 0.18%
129,941
-61,006
-32% -$1.01M
PHUN icon
86
Phunware
PHUN
$43.6M
$2.03M 0.17%
4,000
– –
CVON
87
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$1.94M 0.16%
200,000
– –
GLV
88
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.91M 0.16%
137,272
+56,919
+71% +$788K
MCN
89
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$1.88M 0.15%
240,492
+13,663
+6% +$107K
SCD
90
LMP Capital and Income Fund
SCD
$358M
$1.76M 0.14%
122,016
-147,005
-55% -$2.1M
OSPRU
91
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$1.74M 0.14%
+175,000
New +$1.75M
MSP
92
DELISTED
Madison Strategic Sector
MSP
$1.65M 0.13%
138,335
+78,389
+131% +$918K
ATACU
93
DELISTED
Atlantic Acquisition Corp. Unit
ATACU
$1.54M 0.13%
+150,000
New +$1.52M
IAMXU
94
DELISTED
I-AM Capital Acquisition Company Unit
IAMXU
$1.54M 0.13%
+150,000
New +$1.52M
INDUU
95
DELISTED
Industrea Acquisition Corp. Unit
INDUU
$1.52M 0.12%
+150,000
New +$1.51M
ERC
96
Allspring Multi-Sector Income Fund
ERC
$259M
$1.48M 0.12%
110,653
-80,935
-42% -$1.08M
SPE
97
Special Opportunities Fund
SPE
$144M
$1.48M 0.12%
98,346
-94,380
-49% -$1.39M
HUNT
98
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$1.46M 0.12%
+150,002
New +$1.47M
USWS
99
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.46M 0.12%
7,143
– –
CGBD icon
100
Carlyle Secured Lending
CGBD
$758M
$1.41M 0.12%
75,196
-239,947
-76% -$4.42M
2 3
4
5 6

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Rivernorth Capital Management held 152 positions worth $1.23B, down 6.2% from $1.31B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Rivernorth Capital Management withdrew a net $106M in Q3 2017, closing 23 positions and reducing 56 holdings. Its most notable exit was Barington/Hilco Acquisition Corp., an estimated $6.42M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, down from 5.2% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Cornerstone Strategic Value Fund worth $21.6M.

  • Rivernorth Capital Management's largest Q3 2017 buy was Cornerstone Strategic Value Fund: 1,479,892 shares worth $21.6M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q3 2017, an estimated $16.3M increase.
  • Rivernorth Capital Management's biggest Q3 2017 reduction was Brookfield Real Assets Income Fund, cutting an estimated $27M.
  • Rivernorth Capital Management fully exited Barington/Hilco Acquisition Corp. in Q3 2017, selling an estimated $6.42M.
  • Rivernorth Capital Management's ten largest holdings make up 35% of its $1.23B portfolio in Q3 2017.
  • Rivernorth Capital Management opened 12 new positions and closed 23 in Q3 2017.
  • Rivernorth Capital Management's portfolio value fell 6.2% quarter-over-quarter to $1.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.