RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.53B
AUM Growth
+$1.53B
Cap. Flow
+$107M
Cap. Flow %
6.99%
Top 10 Hldgs %
27.12%
Holding
179
New
40
Increased
50
Reduced
52
Closed
28

Top Buys

1
RA
Brookfield Real Assets Income Fund
RA
$43.1M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$40.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$26.8M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.6M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$16.3M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.9M
2
ACAS
American Capital Ltd
ACAS
$19.3M
3
STEW
SRH Total Return Fund
STEW
$15.2M
4
BOI
Brookfield Mtge Opportunity Fd
BOI
$13.4M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$9.81M

Sector Composition

1 Financials 3.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PML
76
PIMCO Municipal Income Fund II
PML
$481M
$6.47M 0.42%
+529,308
New +$6.47M
FCRD
77
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$6.46M 0.42%
+645,212
New +$6.46M
KMM
78
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$6.25M 0.41%
733,990
-22,765
-3% -$194K
EVF
79
Eaton Vance Senior Income Trust
EVF
$101M
$6.18M 0.4%
925,532
+62,280
+7% +$416K
VKQ icon
80
Invesco Municipal Trust
VKQ
$504M
$6.05M 0.39%
+493,039
New +$6.05M
SSSS icon
81
SuRo Capital
SSSS
$207M
$5.94M 0.39%
1,179,892
-155,848
-12% -$784K
MSD
82
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$5.71M 0.37%
627,542
-9,000
-1% -$81.9K
NFJ
83
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$5.66M 0.37%
+449,123
New +$5.66M
FAM
84
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$5.66M 0.37%
507,421
+38,972
+8% +$435K
LCM
85
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$5.66M 0.37%
681,375
+1,923
+0.3% +$16K
NHS
86
Neuberger Berman High Yield Strategies Fund
NHS
$229M
$5.5M 0.36%
471,412
-60,958
-11% -$711K
WIA
87
Western Asset Inflation-Linked Income Fund
WIA
$196M
$5.5M 0.36%
+478,979
New +$5.5M
SCD
88
LMP Capital and Income Fund
SCD
$271M
$5.5M 0.36%
413,480
-119,167
-22% -$1.58M
FSAM
89
DELISTED
Fifth Street Asset Management Inc. Class A
FSAM
$4.91M 0.32%
732,666
– –
SPE.PRB
90
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.86M 0.32%
191,280
-16,150
-8% -$410K
NUV icon
91
Nuveen Municipal Value Fund
NUV
$1.81B
$4.73M 0.31%
+494,392
New +$4.73M
NIQ
92
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$4.63M 0.3%
+376,671
New +$4.63M
EHI
93
Western Asset Global High Income Fund
EHI
$200M
$4.58M 0.3%
465,796
+132,341
+40% +$1.3M
GDX icon
94
VanEck Gold Miners ETF
GDX
$19.6B
$4.37M 0.29%
209,517
– –
ICB
95
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.13M 0.27%
230,385
– –
BGH
96
Barings Global Short Duration High Yield Fund
BGH
$327M
$3.94M 0.26%
204,618
-49,401
-19% -$950K
GECC icon
97
Great Elm Capital Corp
GECC
$130M
$3.91M 0.26%
+335,016
New +$3.91M
GDO
98
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
$3.88M 0.25%
226,484
-182,158
-45% -$3.12M
VGI
99
Virtus Global Multi-Sector Income Fund
VGI
$90.7M
$3.84M 0.25%
250,676
+55,922
+29% +$857K
GDL
100
GDL Fund
GDL
$96.2M
$3.79M 0.25%
385,272
+1,800
+0.5% +$17.7K
2 3
4
5 6