RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NHS
76
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$6.14M 0.4%
560,713
– –
EVF
77
Eaton Vance Senior Income Trust
EVF
$101M
$6.12M 0.4%
1,018,138
+77,467
+8% +$466K
AIF
78
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.03M 0.39%
418,049
-15,721
-4% -$227K
WIW
79
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$6M 0.39%
540,457
– –
ACV
80
Virtus Diversified Income & Convertible Fund
ACV
$239M
$5.88M 0.38%
330,691
+1,257
+0.4% +$22.3K
GDX icon
81
VanEck Gold Miners ETF
GDX
$19B
$5.81M 0.38%
209,517
– –
IGR
82
CBRE Global Real Estate Income Fund
IGR
$717M
$5.77M 0.37%
701,194
+87,743
+14% +$722K
CIK
83
Credit Suisse Asset Management Income Fund
CIK
$162M
$5.2M 0.34%
1,774,389
+578,749
+48% +$1.7M
SSSS icon
84
SuRo Capital
SSSS
$208M
$5.2M 0.34%
1,035,465
+12,502
+1% +$62.8K
DCA
85
DELISTED
Virtus Total Return Fund
DCA
$5.14M 0.33%
1,108,099
+453,363
+69% +$2.1M
GLV
86
Clough Global Dividend & Income Fund
GLV
$72.2M
$5.12M 0.33%
437,245
+29,074
+7% +$340K
LCM
87
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$5.09M 0.33%
621,755
+185,270
+42% +$1.52M
ISD
88
PGIM High Yield Bond Fund
ISD
$486M
$5.07M 0.33%
321,101
-411,259
-56% -$6.49M
VGI
89
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
$5.03M 0.33%
331,859
-4,816
-1% -$73K
ACP
90
abrdn Income Credit Strategies Fund
ACP
$745M
$4.89M 0.32%
408,089
+4,138
+1% +$49.6K
FRA icon
91
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$4.57M 0.3%
347,586
-21,066
-6% -$277K
HYB
92
DELISTED
New America High Income Fund, Inc.
HYB
$4.52M 0.29%
528,238
-162,363
-24% -$1.39M
IVH
93
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.47M 0.29%
326,978
-162,333
-33% -$2.22M
SBW
94
DELISTED
Western Asset Worldwide Income
SBW
$4.4M 0.29%
400,773
+13,714
+4% +$151K
FULL
95
DELISTED
Full Circle Capital Corporation
FULL
$4.36M 0.28%
1,613,992
-155,846
-9% -$421K
KHI
96
DELISTED
Deutsche High Income Trust
KHI
$4.28M 0.28%
487,764
– –
ICB
97
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.23M 0.27%
230,385
– –
JFR icon
98
Nuveen Floating Rate Income Fund
JFR
$1.13B
$4.22M 0.27%
407,697
-177,289
-30% -$1.83M
OHAI
99
DELISTED
OHA Investment Corporation
OHAI
$3.9M 0.25%
2,007,954
+399,905
+25% +$776K
GDL
100
GDL Fund
GDL
$95.9M
$3.84M 0.25%
386,464
– –
2 3
4
5 6