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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.55B
AUM Growth
-$79.6M
Cap. Flow
-$130M
Cap. Flow %
-8.41%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

Rank Stock Value
1
ZF
Virtus Total Return Fund Inc.
ZF
+$7.22M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$6.69M
3
AVK
Advent Convertible and Income Fund
AVK
+$4.94M
4
EMD
Western Asset Emerging Markets
EMD
+$4.87M
5
RVT icon
Royce Value Trust
RVT
+$4.75M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$20.3M
2
ACAS
American Capital Ltd
ACAS
+$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$10.5M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$9.22M

Sector Composition

Rank Sector Weight
1 Financials 4.63%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NHS
76
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$6.14M 0.4%
560,713
– –
EVF
77
Eaton Vance Senior Income Trust
EVF
$90.5M
$6.12M 0.4%
1,018,138
+77,467
+8% +$459K
AIF
78
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$6.03M 0.39%
418,049
-15,721
-4% -$223K
WIW
79
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$6M 0.39%
540,457
– –
ACV
80
Virtus Diversified Income & Convertible Fund
ACV
$282M
$5.88M 0.38%
330,691
+1,257
+0.4% +$22.3K
GDX icon
81
VanEck Gold Miners ETF
GDX
$27.4B
$5.81M 0.38%
209,517
– –
IGR
82
CBRE Global Real Estate Income Fund
IGR
$713M
$5.77M 0.37%
701,194
+87,743
+14% +$691K
CIK
83
Credit Suisse Asset Management Income Fund
CIK
$134M
$5.2M 0.34%
1,774,389
+578,749
+48% +$1.68M
NSLR
84
Neostellar Capital Corp
NSLR
$254M
$5.2M 0.34%
1,233,526
+14,893
+1% +$67.5K
DCA
85
DELISTED
Virtus Total Return Fund
DCA
$5.14M 0.33%
1,108,099
+453,363
+69% +$1.96M
GLV
86
Clough Global Dividend & Income Fund
GLV
$78.1M
$5.12M 0.33%
437,682
+29,103
+7% +$338K
LCM
87
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$5.09M 0.33%
621,755
+185,270
+42% +$1.53M
ISD
88
PGIM High Yield Bond Fund
ISD
$419M
$5.07M 0.33%
321,101
-411,259
-56% -$6.43M
VGI
89
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$5.03M 0.33%
331,859
-4,816
-1% -$70.4K
ACP
90
abrdn Income Credit Strategies Fund
ACP
$637M
$4.89M 0.32%
421,630
+4,275
+1% +$47.8K
FRA icon
91
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$4.57M 0.3%
347,586
-21,066
-6% -$278K
HYB
92
DELISTED
New America High Income Fund, Inc.
HYB
$4.52M 0.29%
528,238
-162,363
-24% -$1.38M
IVH
93
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.47M 0.29%
326,978
-162,333
-33% -$2.14M
SBW
94
DELISTED
Western Asset Worldwide Income
SBW
$4.4M 0.29%
400,773
+13,714
+4% +$145K
FULL
95
DELISTED
Full Circle Capital Corporation
FULL
$4.36M 0.28%
1,613,992
-155,846
-9% -$404K
KHI
96
DELISTED
Deutsche High Income Trust
KHI
$4.28M 0.28%
487,764
– –
ICB
97
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$4.23M 0.27%
230,385
– –
JFR icon
98
Nuveen Floating Rate Income Fund
JFR
$1.25B
$4.22M 0.27%
407,697
-177,289
-30% -$1.83M
OHAI
99
DELISTED
OHA Investment Corporation
OHAI
$3.9M 0.25%
2,007,954
+399,905
+25% +$1.06M
GDL
100
GDL Fund
GDL
$92.1M
$3.84M 0.25%
386,464
– –
2 3
4
5 6

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Rivernorth Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Rivernorth Capital Management held 179 positions worth $1.55B, down 4.9% from $1.63B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $130M in Q2 2016, closing 30 positions and reducing 56 holdings. Its most notable exit was Invesco CEF Income Composite ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 5.8% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in Pacholder High Yield worth $2.91M.

  • Rivernorth Capital Management's largest Q2 2016 buy was Pacholder High Yield: 411,366 shares worth $2.91M.
  • Rivernorth Capital Management added most to Virtus Total Return Fund Inc. in Q2 2016, an estimated $7.22M increase.
  • Rivernorth Capital Management's biggest Q2 2016 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $20.3M.
  • Rivernorth Capital Management fully exited Invesco CEF Income Composite ETF in Q2 2016, selling an estimated $14.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.55B portfolio in Q2 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 30 in Q2 2016.
  • Rivernorth Capital Management's portfolio value fell 4.9% quarter-over-quarter to $1.55B.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.