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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACKIW
926
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$0 ﹤0.01%
34,696
-15,303
-31% -$1.71K
ISLEW
927
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
– –
-100,000
Closed -$3K
ISLE
928
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-200,000
Closed -$1.99M
RBAC
929
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-347,015
Closed -$3.46M
FOUNW
930
DELISTED
Founder SPAC Warrants
FOUNW
– –
-25,000
Closed -$7K
FOUN
931
DELISTED
Founder SPAC Class A Ordinary Shares
FOUN
– –
-50,000
Closed -$504K
RBAC.WS
932
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
– –
-24,005
Closed -$1K
PSTH
933
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-2,082,805
Closed -$41.6M
PRPB
934
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-275,828
Closed -$2.76M
PRPB.WS
935
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-50,207
Closed -$23K
GLSPW
936
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
– –
-98,349
Closed -$12K
GGGV
937
DELISTED
G3 VRM Acquisition Corp. Class A Common Stock
GGGV
– –
-200,000
Closed -$2.03M
GGGVR
938
DELISTED
G3 VRM Acquisition Corp. Rights
GGGVR
– –
-200,000
Closed -$16K
RICOW
939
DELISTED
Agrico Acquisition Corp Warrant
RICOW
– –
-99,999
Closed -$22K
34 35 36 37
38

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.