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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGAAU
901
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
– –
-200,000
Closed -$2.02M
RAM
902
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
– –
-122,876
Closed -$1.24M
NOGN
903
DELISTED
Nogin, Inc. Common Stock
NOGN
– –
-5,000
Closed -$1M
LVRAW
904
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$0 ﹤0.01%
33,332
– –
FOXW
905
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
– –
-50,000
Closed -$507K
JCICU
906
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-35,262
Closed -$348K
PACXW
907
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$0 ﹤0.01%
14,000
– –
IGAC
908
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-199,998
Closed -$1.98M
LJAQ
909
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– –
-97,034
Closed -$969K
GIW
910
DELISTED
GigInternational1, Inc. Common Stock
GIW
– –
-196,612
Closed -$1.98M
COVAW
911
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$0 ﹤0.01%
12,500
– –
LSPRU
912
DELISTED
Larkspur Health Acquisition Corp. Unit
LSPRU
– –
-275,000
Closed -$2.76M
LAAA
913
DELISTED
Lakeshore Acquisition I Corp. Ordinary Shares
LAAA
– –
-79,992
Closed -$795K
CRHC
914
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-75,000
Closed -$746K
MONDW
915
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
– –
-12,500
Closed -$4K
TMPMW
916
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$0 ﹤0.01%
+16,729
New +$992
REEAW
917
DELISTED
REE Automotive Ltd. Warrant
REEAW
– –
-17,980
Closed -$3K
RCHGW
918
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$0 ﹤0.01%
49,999
– –
HIGA.WS
919
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$0 ﹤0.01%
39,900
– –
VTAQR
920
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
– –
-186,232
Closed -$19K
EQD.U
921
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-25,000
Closed -$249K
EQD
922
DELISTED
Equity Distribution Acquisition Corp.
EQD
– –
-210,000
Closed -$2.08M
GPCOR
923
DELISTED
Golden Path Acquisition Corporation Rights
GPCOR
– –
-150,000
Closed -$26K
KCAC.U
924
DELISTED
Kensington Capital Acquisition Corp. IV Units, each consisting of one Class A Ordinary Share, one Class 1 redeemable Warrant and one Class 2 redeemable Warrant
KCAC.U
– –
-500,000
Closed -$5.08M
CLAQR
925
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
– –
-175,000
Closed -$33K
34 35 36
37
38

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.