RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGAAU
901
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
– – -200,000 Closed -$2.02M
RAM
902
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
– – -122,876 Closed -$1.24M
NOGN
903
DELISTED
Nogin, Inc. Common Stock
NOGN
– – -100,000 Closed -$1M
LVRAW
904
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$0 ﹤0.01% 33,332 – –
FOXW
905
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
– – -50,000 Closed -$507K
JCICU
906
DELISTED
Jack Creek Investment Corp. Units
JCICU
– – -35,262 Closed -$348K
PACXW
907
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$0 ﹤0.01% 14,000 – –
IGAC
908
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– – -199,998 Closed -$1.98M
LJAQ
909
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
– – -97,034 Closed -$969K
GIW
910
DELISTED
GigInternational1, Inc. Common Stock
GIW
– – -196,612 Closed -$1.98M
COVAW
911
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$0 ﹤0.01% 12,500 – –
LSPRU
912
DELISTED
Larkspur Health Acquisition Corp. Unit
LSPRU
– – -275,000 Closed -$2.76M
LAAA
913
DELISTED
Lakeshore Acquisition I Corp. Ordinary Shares
LAAA
– – -79,992 Closed -$795K
CRHC
914
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– – -75,000 Closed -$746K
MONDW
915
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
– – -12,500 Closed -$4K
TMPMW
916
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$0 ﹤0.01% +16,729 New –
REEAW
917
DELISTED
REE Automotive Ltd. Warrant
REEAW
– – -17,980 Closed -$3K
RCHGW
918
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$0 ﹤0.01% 49,999 – –
HIGA.WS
919
DELISTED
H.I.G. Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HIGA.WS
$0 ﹤0.01% 39,900 – –
VTAQR
920
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
– – -186,232 Closed -$19K
EQD.U
921
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– – -25,000 Closed -$249K
EQD
922
DELISTED
Equity Distribution Acquisition Corp.
EQD
– – -210,000 Closed -$2.09M
GPCOR
923
DELISTED
Golden Path Acquisition Corporation Rights
GPCOR
– – -150,000 Closed -$26K
KCAC.U
924
DELISTED
Kensington Capital Acquisition Corp. IV Units, each consisting of one Class A Ordinary Share, one Class 1 redeemable Warrant and one Class 2 redeemable Warrant
KCAC.U
– – -500,000 Closed -$5.09M
CLAQR
925
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
– – -175,000 Closed -$33K
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