RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
940
New
Increased
Reduced
Closed

Top Buys

1
+$17.8M
2
+$15.5M
3
+$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
+$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.65M

Top Sells

1
+$41.6M
2
+$33.6M
3
+$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
$0 ﹤0.01%
14,000
902
– –
-199,998
903
– –
-97,034
904
– –
-196,612
905
$0 ﹤0.01%
12,500
906
– –
-275,000
907
– –
-79,992
908
– –
-75,000
909
– –
-12,500
910
$0 ﹤0.01%
+16,729
911
– –
-17,980
912
$0 ﹤0.01%
49,999
913
$0 ﹤0.01%
39,900
914
– –
-186,232
915
– –
-25,000
916
– –
-210,000
917
– –
-150,000
918
– –
-500,000
919
– –
-200,000
920
– –
-99,999
921
– –
-19
922
– –
-86,026
923
– –
-195,058
924
$0 ﹤0.01%
33,332
925
– –
-50,000
34 35 36
37
38