RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
940
New
Increased
Reduced
Closed

Top Buys

1
+$22.4M
2
+$16M
3
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

1
+$41.6M
2
+$33.6M
3
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
– –
-126,225
902
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903
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-171,700
904
– –
-25,000
905
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-430,753
906
– –
-250,000
907
– –
-42,413
908
– –
-29,998
909
– –
-400,000
910
– –
-50,000
911
– –
-200,000
912
– –
-122,876
913
– –
-5,000
914
$0 ﹤0.01%
33,332
915
– –
-50,000
916
– –
-35,262
917
$0 ﹤0.01%
14,000
918
– –
-199,998
919
$0 ﹤0.01%
49,999
920
$0 ﹤0.01%
39,900
921
– –
-186,232
922
– –
-25,000
923
– –
-210,000
924
– –
-150,000
925
– –
-500,000
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