RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.24%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.22B
AUM Growth
+$2.22B
Cap. Flow
-$30.1M
Cap. Flow %
-1.36%
Top 10 Hldgs %
27.51%
Holding
975
New
103
Increased
138
Reduced
81
Closed
258

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$36.2M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$30.9M
3
NUV icon
Nuveen Municipal Value Fund
NUV
$27M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$26.5M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$21.7M

Top Sells

1
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$41.4M
2
GBDC icon
Golub Capital BDC
GBDC
$35.7M
3
VKQ icon
Invesco Municipal Trust
VKQ
$16M
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$15.6M
5
VVR icon
Invesco Senior Income Trust
VVR
$12.7M

Sector Composition

1 Financials 19.93%
2 Industrials 1.07%
3 Technology 1.07%
4 Healthcare 0.96%
5 Consumer Discretionary 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GBAB
851
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$420M
– – -13,303 Closed -$205K
GDL
852
GDL Fund
GDL
$95.9M
– – -350,843 Closed -$2.78M
ICU icon
853
SeaStar Medical
ICU
$25.6M
– – -150,000 Closed -$1.54M
IEFA icon
854
iShares Core MSCI EAFE ETF
IEFA
$150B
– – -12,897 Closed -$679K
IGI
855
Western Asset Investment Grade Defined Opportunity Trust
IGI
$99.5M
– – -18,270 Closed -$280K
MFM
856
MFS Municipal Income Trust
MFM
$214M
– – -848,231 Closed -$4.11M
MINO icon
857
PIMCO Municipal Income Opportunities Active ETF
MINO
$327M
– – -30,000 Closed -$1.28M
MIO
858
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
– – -591,566 Closed -$6M
MLGO
859
MicroAlgo
MLGO
$95.1M
– – -99,999 Closed -$1.04M
MUB icon
860
iShares National Muni Bond ETF
MUB
$38.6B
– – -103,987 Closed -$10.7M
NAN icon
861
Nuveen New York Quality Municipal Income Fund
NAN
$339M
– – -329,189 Closed -$3.45M
NBXG
862
Neuberger Berman Next Generation Connectivity Fund
NBXG
$1.17B
– – -764,218 Closed -$7.18M
NDMO icon
863
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$594M
– – -328,465 Closed -$3.38M
NMI icon
864
Nuveen Municipal Income
NMI
$99.3M
– – -72,892 Closed -$633K
NML
865
Neuberger Berman Energy Infrastructure and Income Fund
NML
$495M
– – -172,307 Closed -$1.06M
NRK icon
866
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
– – -4,219,381 Closed -$41.4M
OBDC icon
867
Blue Owl Capital
OBDC
$7.33B
– – -363,614 Closed -$3.77M
ONMD icon
868
OneMedNet
ONMD
$39.6M
– – -147,479 Closed -$1.53M
PCK
869
DELISTED
Pimco California Municipal Income Fund II
PCK
– – -445,009 Closed -$2.86M
PCN
870
PIMCO Corporate & Income Strategy Fund
PCN
$836M
– – -89,820 Closed -$1.06M
PGP
871
PIMCO Global StockPLUS & Income Fund
PGP
$98.1M
– – -128,514 Closed -$828K
TSLX icon
872
Sixth Street Specialty
TSLX
$2.3B
– – -58,701 Closed -$959K
TYGO icon
873
Tigo Energy
TYGO
$92M
– – -160,000 Closed -$1.61M
VFL
874
abrdn National Municipal Income Fund
VFL
$118M
– – -214,919 Closed -$2.34M
VGAS icon
875
Verde Clean Fuels
VGAS
$63.9M
– – -190,239 Closed -$1.92M
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35
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