RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
940
New
Increased
Reduced
Closed

Top Buys

1
+$17.8M
2
+$15.5M
3
+$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
+$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.65M

Top Sells

1
+$41.6M
2
+$33.6M
3
+$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
851
$1K ﹤0.01%
62,499
+50,000
852
$1K ﹤0.01%
24,353
853
$1K ﹤0.01%
22,888
854
$1K ﹤0.01%
37,499
855
$1K ﹤0.01%
14,999
856
$1K ﹤0.01%
+25,000
857
$1K ﹤0.01%
31,976
858
$1K ﹤0.01%
36,487
859
$1K ﹤0.01%
58,011
860
$1K ﹤0.01%
13,331
861
$1K ﹤0.01%
16,665
862
$1K ﹤0.01%
+13,300
863
$1K ﹤0.01%
10,000
864
$1K ﹤0.01%
19,469
865
– –
-99,998
866
– –
-19,313
867
– –
-1,250
868
– –
-146,365
869
– –
-3,983,441
870
– –
-266,858
871
– –
-36,658
872
– –
-540
873
– –
-1,596,410
874
– –
-56,524
875
– –
-200,000
33 34
35
36 37