RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
940
New
Increased
Reduced
Closed

Top Buys

1
+$22.4M
2
+$16M
3
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

1
+$41.6M
2
+$33.6M
3
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
851
$1K ﹤0.01%
145,807
852
$1K ﹤0.01%
33,332
853
$1K ﹤0.01%
16,665
854
$1K ﹤0.01%
+13,300
855
$1K ﹤0.01%
10,000
856
$1K ﹤0.01%
19,469
857
$1K ﹤0.01%
29,999
858
$1K ﹤0.01%
24,999
859
$1K ﹤0.01%
+16,600
860
$1K ﹤0.01%
19,406
861
$1K ﹤0.01%
12,498
862
$1K ﹤0.01%
23,560
863
$1K ﹤0.01%
16,664
864
$1K ﹤0.01%
62,499
+50,000
865
– –
-97,034
866
– –
-196,612
867
$0 ﹤0.01%
12,500
868
– –
-275,000
869
– –
-79,992
870
– –
-75,000
871
– –
-12,500
872
$0 ﹤0.01%
+16,729
873
– –
-17,980
874
– –
-19
875
– –
-86,026
33 34
35
36 37