RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KAIRW
851
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$1K ﹤0.01% 19,469 – –
ASAXW
852
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$1K ﹤0.01% 29,999 – –
SHCAW
853
DELISTED
Spindletop Health Acquisition Corp. Warrant
SHCAW
$1K ﹤0.01% 24,999 – –
JOFFW
854
DELISTED
JOFF Fintech Acquisition Corp. Warrant
JOFFW
$1K ﹤0.01% +16,600 New +$1K
BLTSW
855
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$1K ﹤0.01% 19,406 – –
EQHA.WS
856
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$1K ﹤0.01% 12,498 – –
EPWR.WS
857
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$1K ﹤0.01% 23,560 – –
FSNB.WS
858
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$1K ﹤0.01% 16,664 – –
HAACW
859
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$1K ﹤0.01% 21,250 – –
TEKKW
860
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$1K ﹤0.01% 63,502 +13,503 +27% +$213
LFTRW
861
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
$1K ﹤0.01% +29,200 New +$1K
SANBW
862
DELISTED
Sanaby Health Acquisition Corp. I Warrant
SANBW
$1K ﹤0.01% 24,998 – –
PIPP.WS
863
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$1K ﹤0.01% 24,900 +8,300 +50% +$333
CLAS.WS
864
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$1K ﹤0.01% 62,499 +50,000 +400% +$800
ABL icon
865
Abacus Life
ABL
$686M
– – -99,998 Closed -$998K
BST icon
866
BlackRock Science and Technology Trust
BST
$1.38B
– – -19,313 Closed -$627K
BURU icon
867
Nuburu, Inc.
BURU
$12.9M
– – -49,998 Closed -$497K
BYM icon
868
BlackRock Municipal Income Quality Trust
BYM
$274M
– – -146,365 Closed -$1.81M
CLM icon
869
Cornerstone Strategic Value Fund
CLM
$2.31B
– – -3,920,710 Closed -$33.6M
CXE
870
MFS High Income Municipal Trust
CXE
$112M
– – -266,858 Closed -$1M
DMO
871
Western Asset Mortgage Opportunity Fund
DMO
$136M
– – -36,658 Closed -$428K
HOLO icon
872
MicroCloud Hologram
HOLO
$66.3M
– – -150,000 Closed -$1.52M
JPC icon
873
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
– – -86,026 Closed -$658K
KITT icon
874
Nauticus Robotics
KITT
$38.2M
– – -175,000 Closed -$1.76M
KTF
875
DWS Municipal Income Trust
KTF
$347M
– – -1,596,410 Closed -$15M
33 34
35
36 37