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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCIC
826
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
– –
-43,004
Closed -$432K
DSAQ.WS
827
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
– –
-62,499
Closed -$2.5K
QFTA.WS
828
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
– –
-175,000
Closed -$5.25K
PICC.WS
829
DELISTED
Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
PICC.WS
– –
-15,815
Closed -$1.26K
DECAU
830
DELISTED
Denali Capital Acquisition Corp. Unit
DECAU
– –
-154,800
Closed -$1.58M
MSSAU
831
DELISTED
Metal Sky Star Acquisition Corporation Unit
MSSAU
– –
-200,000
Closed -$1.99M
WTMAU
832
DELISTED
Welsbach Technology Metals Acquisition Corp. Unit
WTMAU
– –
-322,133
Closed -$3.42M
AILE
833
DELISTED
iLearningEngines, Inc. Common Stock
AILE
– –
-72,040
Closed -$723K
GHIXU
834
DELISTED
Gores Holdings IX, Inc. Unit
GHIXU
– –
-554,139
Closed -$5.52M
NVAC
835
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
– –
-250,000
Closed -$2.53M
TLGYU
836
DELISTED
TLGY Acquisition Corporation Unit
TLGYU
– –
-40,000
Closed -$428K
PHYT.U
837
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
– –
-25,000
Closed -$253K
TWLVU
838
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
– –
-34,938
Closed -$351K
AIBBU
839
DELISTED
AIB Acquisition Corp Unit
AIBBU
– –
-200,000
Closed -$2.05M
FSNB.U
840
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-228,334
Closed -$2.29M
JSD
841
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-11,778
Closed -$140K
JRO
842
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-28,766
Closed -$225K
GEEXU
843
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
– –
-198,715
Closed -$2.14M
NID
844
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-116,432
Closed -$1.53M
PICC
845
DELISTED
Pivotal Investment Corporation III
PICC
– –
-231,060
Closed -$2.34M
CHAA.U
846
DELISTED
Catcha Investment Corp Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
CHAA.U
– –
-33,000
Closed -$332K
LFACU
847
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
– –
-64,298
Closed -$656K
AGBA
848
DELISTED
AGBA Acquisition Ltd
AGBA
– –
-10,269
Closed -$15.8K
AGBAW
849
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
– –
-145,846
Closed -$5.83K
30 31 32 33
34

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.