RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.1M
4
PHK
PIMCO High Income Fund
PHK
$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVH
826
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– – -654,605 Closed -$7.17M
WPCB
827
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– – -85,000 Closed -$858K
SVFB
828
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– – -271,082 Closed -$2.73M
LIONW
829
DELISTED
Lionheart III Corp Warrant
LIONW
– – -199,999 Closed -$8K
FRSG
830
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
– – -60,000 Closed -$603K
HERAW
831
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– – -75,000 Closed -$2.25K
HERA
832
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– – -30,000 Closed -$303K
HERAU
833
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– – -41,800 Closed -$421K
LION
834
DELISTED
Lionheart III Corp Class A Common Stock
LION
– – -399,998 Closed -$4.1M
FPAC
835
DELISTED
Far Peak Acquisition Corporation
FPAC
– – -545,297 Closed -$5.47M
LOKM.WS
836
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
– – -179,871 Closed -$25.2K
LOKM
837
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
– – -378,149 Closed -$3.8M
MLAI
838
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
– – -50,000 Closed -$511K
FTEV.U
839
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
– – -14,004 Closed -$141K
MLAIW
840
DELISTED
McLaren Technology Acquisition Corp. Warrant
MLAIW
– – -25,000 Closed -$500
RNERW
841
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
– – -225,000 Closed -$45K
ABGI
842
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
– – -21,108 Closed -$213K
ANAC.U
843
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
– – -88,405 Closed -$892K
DCRDW
844
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
– – -37,500 Closed -$21K
DCRD
845
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
– – -75,000 Closed -$767K
CPAQU
846
DELISTED
Counter Press Acquisition Corporation Unit
CPAQU
– – -150,000 Closed -$1.62M
NVSA
847
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
– – -266,493 Closed -$2.69M
NVSAU
848
DELISTED
New Vista Acquisition Corp Unit
NVSAU
– – -118,741 Closed -$1.2M
NVSAW
849
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
– – -50,131 Closed -$3.01K
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