RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.24%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.22B
AUM Growth
-$9.14M
Cap. Flow
-$62.2M
Cap. Flow %
-2.8%
Top 10 Hldgs %
27.51%
Holding
975
New
103
Increased
138
Reduced
81
Closed
258

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$36.2M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$30.9M
3
NUV icon
Nuveen Municipal Value Fund
NUV
$27M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$26.5M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$21.7M

Top Sells

1
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$41.4M
2
GBDC icon
Golub Capital BDC
GBDC
$35.7M
3
VKQ icon
Invesco Municipal Trust
VKQ
$16M
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$15.6M
5
VVR icon
Invesco Senior Income Trust
VVR
$12.7M

Sector Composition

1 Financials 19.93%
2 Industrials 1.07%
3 Technology 1.07%
4 Healthcare 0.96%
5 Consumer Discretionary 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HIGA.U
826
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
– –
-50,428
Closed -$505K
SANBW
827
DELISTED
Sanaby Health Acquisition Corp. I Warrant
SANBW
– –
-24,998
Closed -$1K
TMPMW
828
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
– –
-16,729
Closed –
YOTAU
829
DELISTED
Yotta Acquisition Corporation Unit
YOTAU
– –
-425,000
Closed -$4.25M
KACLU
830
DELISTED
Kairous Acquisition Corp. Limited Unit
KACLU
– –
-148,638
Closed -$1.51M
BBN icon
831
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
– –
-61,014
Closed -$1M
CDIO icon
832
Cardio Diagnostics
CDIO
$6.54M
– –
-3,333
Closed -$1M
CEF icon
833
Sprott Physical Gold and Silver Trust
CEF
$6.47B
– –
-204,367
Closed -$3.18M
ZVSA
834
DELISTED
ZyVersa Therapeutics
ZVSA
– –
-786
Closed -$2.75M
CERO icon
835
CERo Therapeutics
CERO
$7.14M
– –
-25
Closed -$505K
VSEE
836
VSee Health, Inc. Common Stock
VSEE
$11M
– –
-75,000
Closed -$760K
ALSAU
837
DELISTED
Alpha Star Acquisition Corporation Units
ALSAU
– –
-97,352
Closed -$1M
OHAAU
838
DELISTED
OPY Acquisition Corp. I Units
OHAAU
– –
-120,426
Closed -$1.2M
TBCP
839
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-58,240
Closed -$574K
BRD.U
840
DELISTED
Beard Energy Transition Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
BRD.U
– –
-149,900
Closed -$1.51M
KAHC
841
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-936,639
Closed -$9.22M
LGV
842
DELISTED
Longview Acquisition Corp. II
LGV
– –
-231,845
Closed -$2.28M
LGV.U
843
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-209,336
Closed -$2.06M
PCPC
844
DELISTED
Periphas Capital Partnering Corporation
PCPC
– –
-39,996
Closed -$991K
IPOF
845
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-1,250,835
Closed -$12.5M
GBAB
846
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$422M
– –
-13,303
Closed -$205K
GDL
847
GDL Fund
GDL
$96.5M
– –
-350,843
Closed -$2.78M
ICU icon
848
SeaStar Medical
ICU
$22.2M
– –
-6,000
Closed -$1.54M
IEFA icon
849
iShares Core MSCI EAFE ETF
IEFA
$150B
– –
-12,897
Closed -$679K
IGI
850
Western Asset Investment Grade Defined Opportunity Trust
IGI
$100M
– –
-18,270
Closed -$280K
32 33
34
35 36