We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDH.WS
826
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$2K ﹤0.01%
49,999
– –
SBII.WS
827
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$2K ﹤0.01%
30,351
– –
PPHPR
828
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$2K ﹤0.01%
63,064
– –
PSPC.WS
829
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$2K ﹤0.01%
17,705
+1,324
+8% +$284
EDTXW
830
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$2K ﹤0.01%
24,999
– –
CXAIW icon
831
CXApp Inc Warrant
CXAIW
$1K ﹤0.01%
24,353
– –
DFNSW
832
T3 Defense Inc Warrants
DFNSW
$627K
$1K ﹤0.01%
22,888
– –
ZCARW
833
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$1K ﹤0.01%
37,499
– –
MACAW
834
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$1K ﹤0.01%
14,999
– –
KRNLW
835
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$1K ﹤0.01%
+25,000
New +$1.43K
MAQCW
836
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$1K ﹤0.01%
31,976
– –
HGASW
837
DELISTED
Global Gas Corporation Warrant
HGASW
$1K ﹤0.01%
36,487
– –
COOLW
838
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$1K ﹤0.01%
58,011
– –
TWLVW
839
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$1K ﹤0.01%
13,331
– –
AEON.WS
840
DELISTED
AEON Biopharma Inc
AEON.WS
$1K ﹤0.01%
13,332
– –
PPHPW
841
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$1K ﹤0.01%
31,532
– –
NRACW
842
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$1K ﹤0.01%
24,998
– –
WAVC.WS
843
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$1K ﹤0.01%
24,999
– –
ARBGW
844
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$1K ﹤0.01%
+16,600
New +$1.25K
MLACW
845
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$1K ﹤0.01%
20,401
– –
SNRHW
846
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$1K ﹤0.01%
145,807
– –
EUCRW
847
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$1K ﹤0.01%
33,332
– –
NAACW
848
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$1K ﹤0.01%
16,665
– –
EPHYW
849
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$1K ﹤0.01%
+13,300
New +$931
PKBOW
850
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$1K ﹤0.01%
10,000
– –
32 33
34
35 36

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.