RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SBII.WS
826
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$2K ﹤0.01% 30,351 – –
PPHPR
827
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$2K ﹤0.01% 63,064 – –
PSPC.WS
828
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$2K ﹤0.01% 17,705 +1,324 +8% +$150
EDTXW
829
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$2K ﹤0.01% 24,999 – –
BURU.WS
830
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$2K ﹤0.01% 24,999 – –
CXAIW icon
831
CXApp Inc. Warrant
CXAIW
$1.92M
$1K ﹤0.01% 24,353 – –
NUKKW icon
832
Nukkleus Inc. Warrants
NUKKW
$47.6M
$1K ﹤0.01% 22,888 – –
ZCARW
833
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$1K ﹤0.01% 37,499 – –
MACAW
834
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$1K ﹤0.01% 14,999 – –
KRNLW
835
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$1K ﹤0.01% +25,000 New +$1K
MAQCW
836
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$1K ﹤0.01% 31,976 – –
HGASW
837
DELISTED
Global Gas Corporation Warrant
HGASW
$1K ﹤0.01% 36,487 – –
COOLW
838
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$1K ﹤0.01% 58,011 – –
TWLVW
839
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$1K ﹤0.01% 13,331 – –
AEON.WS
840
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$1K ﹤0.01% 13,332 – –
PPHPW
841
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$1K ﹤0.01% 31,532 – –
NRACW
842
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$1K ﹤0.01% 24,998 – –
WAVC.WS
843
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$1K ﹤0.01% 24,999 – –
ARBGW
844
DELISTED
Aequi Acquisition Corp. warrants
ARBGW
$1K ﹤0.01% +16,600 New +$1K
MLACW
845
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$1K ﹤0.01% 20,401 – –
SNRHW
846
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$1K ﹤0.01% 145,807 – –
EUCRW
847
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$1K ﹤0.01% 33,332 – –
NAACW
848
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$1K ﹤0.01% 16,665 – –
EPHYW
849
DELISTED
Epiphany Technology Acquisition Corp. Warrant
EPHYW
$1K ﹤0.01% +13,300 New +$1K
PKBOW
850
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$1K ﹤0.01% 10,000 – –
32 33
34
35 36