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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAACW
801
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
– –
-16,665
Closed -$333
SVFA
802
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-718,428
Closed -$7.26M
NAAC
803
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
– –
-23,997
Closed -$243K
SVFAW
804
DELISTED
SVF Investment Corp. Warrant
SVFAW
– –
-741,259
Closed -$22.2K
SVFAU
805
DELISTED
SVF Investment Corp. Unit
SVFAU
– –
-187,289
Closed -$1.89M
THAC
806
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
– –
-49,996
Closed -$517K
THACW
807
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-24,998
Closed -$250
JCIC
808
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
– –
-435,244
Closed -$4.41M
TZPSU
809
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
– –
-17,431
Closed -$177K
FCAX.U
810
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
– –
-70,800
Closed -$701K
FCAX
811
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-594,560
Closed -$6.01M
FINM
812
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
– –
-109,993
Closed -$1.11M
PACX
813
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-102,243
Closed -$1.04M
POW
814
DELISTED
Powered Brands Class A Ordinary Shares
POW
– –
-210,773
Closed -$2.13M
IGACW
815
DELISTED
IG Acquisition Corp. Warrant
IGACW
– –
-132,999
Closed -$2.66K
PKBOW
816
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$0 οΉ€0.01%
10,000
– –
DRAY
817
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
– –
-174,996
Closed -$1.78M
MPACR
818
DELISTED
Model Performance Acquisition Corp. Right
MPACR
– –
-171,700
Closed -$92.7K
KAIR
819
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
– –
-38,938
Closed -$392K
LJAQW
820
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
– –
-48,517
Closed -$7.28K
MDH
821
DELISTED
MDH Acquisition Corp.
MDH
– –
-44,482
Closed -$447K
SPK
822
DELISTED
SPK Acquisition Corp. Common Stock
SPK
– –
-68,041
Closed -$701K
GACQ
823
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
– –
-35,816
Closed -$366K
BGSX.WS
824
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
– –
-33,330
Closed -$333
AFAQ
825
DELISTED
AF Acquisition Corp
AFAQ
– –
-10,293
Closed -$103K
30 31 32
33
34

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.