RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.1M
4
PHK
PIMCO High Income Fund
PHK
$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SDACU
801
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-62,852
Closed -$632K
FMIV
802
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-138,438
Closed -$1.39M
NIQ
803
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-91,286
Closed -$1.14M
ROCAU
804
DELISTED
ROC Energy Acquisition Corp. Unit
ROCAU
– –
-298,073
Closed -$3.16M
HCNEU
805
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-85,103
Closed -$854K
RONI.U
806
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-433,054
Closed -$4.55M
PNTM
807
DELISTED
Pontem Corporation
PNTM
– –
-322,919
Closed -$3.26M
AXAC
808
DELISTED
AXIOS Sustainable Growth Acquisition Corporation
AXAC
– –
-150,000
Closed -$1.55M
IQMDU
809
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
– –
-25,000
Closed -$256K
REVE
810
DELISTED
Alpine Acquisition Corporation Common Stock
REVE
– –
-149,998
Closed -$1.57M
REVEW
811
DELISTED
Alpine Acquisition Corporation Warrant
REVEW
$0 ﹤0.01%
74,999
– –
TWNI
812
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-19,998
Closed -$202K
TWNI.U
813
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-105,092
Closed -$1.06M
TETCW
814
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
– –
-34,128
Closed -$1.02K
CRZNW
815
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
– –
-26,670
Closed -$800
SPKB
816
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
– –
-24,996
Closed -$252K
LVRAW
817
DELISTED
Levere Holdings Corp. Warrant
LVRAW
– –
-33,332
Closed -$1.33K
LVRA
818
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
– –
-99,996
Closed -$1.01M
LDHAU
819
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-75,000
Closed -$755K
BGSX
820
DELISTED
Build Acquisition Corp.
BGSX
– –
-226,990
Closed -$2.27M
KSICU
821
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
– –
-70,000
Closed -$703K
AGGRU
822
DELISTED
Agile Growth Corp. Units
AGGRU
– –
-167,602
Closed -$1.77M
PDOT.U
823
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-66,850
Closed -$675K
PDOT.WS
824
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
– –
-89,208
Closed -$4.46K
PDOT
825
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-95,103
Closed -$961K
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