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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCSAW
801
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$2K ﹤0.01%
24,999
– –
ONYXW
802
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$2K ﹤0.01%
32,500
– –
SOC.WS
803
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$2K ﹤0.01%
12,499
– –
ADOCW
804
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$2K ﹤0.01%
50,000
– –
ADEX.WS
805
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$2K ﹤0.01%
49,999
– –
NIRWW
806
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$2K ﹤0.01%
14,999
– –
BURU.WS
807
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$2K ﹤0.01%
24,999
– –
SFRWW
808
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$2K ﹤0.01%
16,148
– –
CPUH.WS
809
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$2K ﹤0.01%
+21,250
New +$4.12K
IPVIW
810
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$2K ﹤0.01%
+50,000
New +$4.95K
TETCW
811
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
$2K ﹤0.01%
34,128
+796
+2% +$104
CRZNW
812
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$2K ﹤0.01%
26,670
– –
KSICW
813
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$2K ﹤0.01%
50,437
– –
MLAIW
814
DELISTED
McLaren Technology Acquisition Corp. Warrant
MLAIW
$2K ﹤0.01%
25,000
– –
SCOBW
815
DELISTED
ScION Tech Growth II Warrants
SCOBW
$2K ﹤0.01%
55,518
– –
THACW
816
DELISTED
Thrive Acquisition Corporation Warrant
THACW
$2K ﹤0.01%
24,998
– –
BGSX.WS
817
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$2K ﹤0.01%
33,330
– –
MONCW
818
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$2K ﹤0.01%
+29,999
New +$2.25K
SCOAW
819
DELISTED
ScION Tech Growth I Warrant
SCOAW
$2K ﹤0.01%
57,911
+33,200
+134% +$2.26K
ATA.WS
820
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$2K ﹤0.01%
36,529
– –
BSKYW
821
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$2K ﹤0.01%
24,571
– –
VENAW
822
DELISTED
Venus Acquisition Corporation Warrant
VENAW
$2K ﹤0.01%
99,999
– –
ZWRKW
823
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$2K ﹤0.01%
55,931
+19,300
+53% +$1.93K
AAQC.WS
824
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$2K ﹤0.01%
33,332
– –
AXH.WS
825
DELISTED
Industrial Human Capital, Inc. Warrants
AXH.WS
$2K ﹤0.01%
100,000
– –
31 32
33
34 35

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.