RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZGYHR
801
DELISTED
Yunhong International Right
ZGYHR
– –
-132,011
Closed -$26K
ZGYH
802
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-132,011
Closed -$1.36M
ZGYHW
803
DELISTED
Yunhong International Warrant
ZGYHW
– –
-66,005
Closed -$11K
BNIXU
804
DELISTED
Bannix Acquisition Corp. Unit
BNIXU
– –
-175,000
Closed -$1.79M
MCADR
805
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
– –
-124,900
Closed -$94K
VTA
806
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-2,769,429
Closed -$32.4M
JHB
807
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-1,957,938
Closed -$18.4M
ITACW
808
DELISTED
Industrial Tech Acquisitions, Inc. Warrant
ITACW
– –
-150,000
Closed -$162K
ITAC
809
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
– –
-150,000
Closed -$1.49M
MAACW
810
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
– –
-24,999
Closed -$37K
MAAC
811
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-37,712
Closed -$353K
NOVVU
812
DELISTED
Nova Vision Acquisition Corp. Unit
NOVVU
– –
-165,000
Closed -$1.69M
TRONU
813
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
– –
-200,000
Closed -$1.99M
FICVU
814
DELISTED
Frontier Investment Corp Units
FICVU
– –
-200,000
Closed -$1.97M
PPHPU
815
DELISTED
PHP Ventures Acquisition Corp. Units
PPHPU
– –
-63,065
Closed -$646K
GSDWU
816
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
– –
-200,000
Closed -$2.04M
CORS.U
817
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
– –
-175,000
Closed -$1.7M
MEOAU
818
DELISTED
Minority Equality Opportunities Acquisition Inc. Units
MEOAU
– –
-200,000
Closed -$2.07M
SPKAU
819
DELISTED
SPK Acquisition Corp Unit
SPKAU
– –
-190,000
Closed -$1.93M
PKO
820
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-16,117
Closed -$392K
GIG
821
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-74,994
Closed -$739K
IIM icon
822
Invesco Value Municipal Income Trust
IIM
$566M
– –
-40,956
Closed -$668K
TPZ
823
Tortoise Power & Energy Infrastructure Fund
TPZ
$119M
– –
-68,069
Closed -$909K
WIW
824
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
– –
-1,908,270
Closed -$25.4M
LUCK
825
Lucky Strike Entertainment Corporation
LUCK
$1.41B
– –
-149,727
Closed -$1.49M
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