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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLAIW
776
DELISTED
McLaren Technology Acquisition Corp. Warrant
MLAIW
– –
-25,000
Closed -$500
RNERW
777
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
– –
-225,000
Closed -$45K
ABGI
778
DELISTED
ABG Acquisition Corp. I
ABGI
– –
-21,108
Closed -$213K
ANAC.U
779
DELISTED
Arctos NorthStar Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
ANAC.U
– –
-88,405
Closed -$892K
DCRDW
780
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
– –
-37,500
Closed -$21K
DCRD
781
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
– –
-75,000
Closed -$767K
CPAQU
782
DELISTED
Counter Press Acquisition Corporation Unit
CPAQU
– –
-150,000
Closed -$1.62M
NVSA
783
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
– –
-266,493
Closed -$2.69M
NVSAU
784
DELISTED
New Vista Acquisition Corp Unit
NVSAU
– –
-118,741
Closed -$1.2M
NVSAW
785
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
– –
-50,131
Closed -$3.01K
LGACU
786
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
– –
-199,900
Closed -$2.01M
LGAC
787
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-147,549
Closed -$1.49M
MCAE
788
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
– –
-126,395
Closed -$1.28M
MSAC
789
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– –
-50,000
Closed -$503K
MCAER
790
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
– –
-196,616
Closed -$15.7K
CTAQW
791
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-286,091
Closed -$20K
CTAQU
792
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-25,000
Closed -$250K
SCOBU
793
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-50,000
Closed -$504K
SCOB
794
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
– –
-166,554
Closed -$1.69M
SCOBW
795
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-55,518
Closed -$1.11K
BIOTW
796
DELISTED
Biotech Acquisition Company Warrant
BIOTW
– –
-110,837
Closed -$6.65K
BIOT
797
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
– –
-246,674
Closed -$2.49M
DTRTW
798
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
– –
-50,000
Closed -$11K
APN.U
799
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
– –
-33,000
Closed -$336K
FOXWW
800
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
– –
-50,000
Closed -$4K
30 31
32
33 34

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.