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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCW.WS
776
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$3K ﹤0.01%
24,999
– –
TRONW
777
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$3K ﹤0.01%
66,666
– –
BREZR
778
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$3K ﹤0.01%
100,000
– –
CONXW
779
DELISTED
CONX Corp. Warrant
CONXW
$3K ﹤0.01%
37,500
– –
LCAHW
780
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$3K ﹤0.01%
+20,343
New +$3.37K
FICVW
781
DELISTED
Frontier Investment Corp Warrants
FICVW
$3K ﹤0.01%
66,666
– –
RBT.WS
782
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$3K ﹤0.01%
+25,000
New +$4.89K
MBSC.WS
783
DELISTED
M3-Brigade Acquisition III Corp. Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
MBSC.WS
$3K ﹤0.01%
33,331
– –
ENTFW
784
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$3K ﹤0.01%
24,999
– –
SDACW
785
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$3K ﹤0.01%
77,100
– –
CRECW
786
DELISTED
Crescera Capital Acquisition Corp Warrant
CRECW
$3K ﹤0.01%
37,499
– –
GSQB.WS
787
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$3K ﹤0.01%
33,331
– –
PNTM.WS
788
DELISTED
Pontem Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PNTM.WS
$3K ﹤0.01%
57,600
– –
CIIGW
789
DELISTED
CIIG Capital Partners II, Inc. Warrant
CIIGW
$3K ﹤0.01%
24,999
– –
CTAQW
790
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$3K ﹤0.01%
286,091
+236,491
+477% +$26.5K
FINMW
791
DELISTED
Marlin Technology Corporation Warrant
FINMW
$3K ﹤0.01%
+36,631
New +$3.29K
DRAYW
792
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$3K ﹤0.01%
58,332
– –
LJAQW
793
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$3K ﹤0.01%
48,517
– –
SHQAW
794
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
$3K ﹤0.01%
49,999
– –
OEPWW
795
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$3K ﹤0.01%
51,500
– –
NOACW
796
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$3K ﹤0.01%
150,000
– –
MNTN.WS
797
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$3K ﹤0.01%
54,999
– –
NOVVW
798
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$3K ﹤0.01%
165,000
– –
LDTCW
799
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$2K ﹤0.01%
68,216
– –
MITAW
800
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$2K ﹤0.01%
28,333
– –
30 31
32
33 34

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.