RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
830
New
Increased
Reduced
Closed

Top Buys

1
+$80.9M
2
+$52.2M
3
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
+$43M
2
+$32.4M
3
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
776
– –
-199,996
777
– –
-149,997
778
– –
-1,980,000
779
– –
-237,556
780
– –
-175,000
781
– –
-150,000
782
– –
-164,086
783
– –
-100,000
784
– –
-100,000
785
– –
-990,000
786
– –
-200,000
787
– –
-188,802
788
– –
-241,800
789
– –
-200,000
790
– –
-16,665
791
– –
-25,000
792
– –
-19,998
793
– –
-99,990
794
– –
-10,000
795
– –
-24,996
796
– –
-49,909
797
– –
-481,071
798
– –
-2,019,315
799
– –
-145,998
800
– –
-72,999
30 31
32
33 34