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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BENEW
776
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
– –
-149,997
Closed -$66K
EDNCU
777
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
– –
-1,980,000
Closed -$19.7M
CNTQU
778
DELISTED
Chardan NexTech Acquisition 2 Corp. Unit
CNTQU
– –
-237,556
Closed -$2.44M
NLITU
779
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
– –
-175,000
Closed -$1.78M
GPCOU
780
DELISTED
Golden Path Acquisition Corporation Units
GPCOU
– –
-150,000
Closed -$1.57M
CLAQU
781
DELISTED
CleanTech Acquisition Corp. Units
CLAQU
– –
-164,086
Closed -$1.69M
ACKIU
782
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
– –
-100,000
Closed -$1.02M
SWAGU
783
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-100,000
Closed -$1.01M
CHWAU
784
DELISTED
CHW Acquisition Corporation Unit
CHWAU
– –
-990,000
Closed -$10.1M
GGGVU
785
DELISTED
G3 VRM Acquisition Corp. Units
GGGVU
– –
-200,000
Closed -$2.06M
RICOU
786
DELISTED
Agrico Acquisition Corp Unit
RICOU
– –
-188,802
Closed -$1.91M
GGPI
787
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-241,800
Closed -$2.47M
ATSPU
788
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
– –
-200,000
Closed -$1.99M
NVTSW
789
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-16,665
Closed -$32K
CFFVU
790
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-25,000
Closed -$254K
NGCAW
791
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-19,998
Closed -$34K
NGCA
792
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-99,990
Closed -$991K
HCAQ
793
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-10,000
Closed -$99K
MACQ
794
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-24,996
Closed -$247K
ISOS.WS
795
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
– –
-49,909
Closed -$69K
PCI
796
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-481,071
Closed -$10.2M
FIV
797
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-2,019,315
Closed -$19.5M
SVOK
798
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-145,998
Closed -$1.45M
SVOKW
799
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-72,999
Closed -$58K
GIGGW
800
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-24,998
Closed -$26K
30 31
32
33 34

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.