RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GPCOU
776
DELISTED
Golden Path Acquisition Corporation Units
GPCOU
– –
-150,000
Closed -$1.58M
CLAQU
777
DELISTED
CleanTech Acquisition Corp. Units
CLAQU
– –
-164,086
Closed -$1.69M
ACKIU
778
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
– –
-100,000
Closed -$1.02M
SWAGU
779
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-100,000
Closed -$1.01M
CHWAU
780
DELISTED
CHW Acquisition Corporation Unit
CHWAU
– –
-990,000
Closed -$10.1M
GGGVU
781
DELISTED
G3 VRM Acquisition Corp. Units
GGGVU
– –
-200,000
Closed -$2.06M
RICOU
782
DELISTED
Agrico Acquisition Corp. Unit
RICOU
– –
-188,802
Closed -$1.91M
GGPI
783
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
– –
-241,800
Closed -$2.47M
ATSPU
784
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
– –
-200,000
Closed -$1.99M
NVTSW
785
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-16,665
Closed -$32K
CFFVU
786
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-25,000
Closed -$254K
NGCAW
787
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
– –
-19,998
Closed -$34K
NGCA
788
DELISTED
NextGen Acquisition Corp. II Class A Ordinary Shares
NGCA
– –
-99,990
Closed -$991K
HCAQ
789
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
– –
-10,000
Closed -$99K
MACQ
790
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-24,996
Closed -$247K
ISOS.WS
791
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
– –
-49,909
Closed -$69K
PCI
792
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-481,071
Closed -$10.2M
FIV
793
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-2,019,315
Closed -$19.5M
SVOK
794
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-145,998
Closed -$1.45M
SVOKW
795
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-72,999
Closed -$58K
GIGGW
796
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-24,998
Closed -$26K
ADF.WS
797
DELISTED
Aldel Financial Inc. Warrants, each whole warrant entitles the holder thereof to purchase one share
ADF.WS
– –
-99,998
Closed -$202K
ADF
798
DELISTED
Aldel Financial Inc.
ADF
– –
-199,996
Closed -$2.02M
DDMXW
799
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
– –
-59,999
Closed -$72K
DDMX
800
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
– –
-119,998
Closed -$1.19M
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