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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGSX
751
DELISTED
Build Acquisition Corp.
BGSX
– –
-226,990
Closed -$2.27M
KSI
752
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
– –
-210,874
Closed -$2.12M
KSICW
753
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
– –
-50,437
Closed -$504
KSICU
754
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
– –
-70,000
Closed -$703K
FTPA
755
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
– –
-133,924
Closed -$1.34M
FTPAW
756
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
– –
-73,000
Closed -$1.46K
GWIIW
757
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
– –
-50,000
Closed -$3.5K
AGGRU
758
DELISTED
Agile Growth Corp Units
AGGRU
– –
-167,602
Closed -$1.77M
PDOT.U
759
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-66,850
Closed -$675K
PDOT.WS
760
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
– –
-89,208
Closed -$4.46K
PDOT
761
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-95,103
Closed -$961K
IVH
762
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-654,605
Closed -$7.17M
WPCB
763
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-85,000
Closed -$858K
SVFB
764
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-271,082
Closed -$2.73M
LIONW
765
DELISTED
Lionheart III Corp Warrant
LIONW
– –
-199,999
Closed -$8K
FRSG
766
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
– –
-60,000
Closed -$603K
HERAW
767
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
– –
-75,000
Closed -$2.25K
HERA
768
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-30,000
Closed -$303K
HERAU
769
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-41,800
Closed -$421K
LION
770
DELISTED
Lionheart III Corp Class A Common Stock
LION
– –
-399,998
Closed -$4.1M
FPAC
771
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-545,297
Closed -$5.47M
LOKM.WS
772
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
– –
-179,871
Closed -$25.2K
LOKM
773
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
– –
-378,149
Closed -$3.8M
MLAI
774
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
– –
-50,000
Closed -$511K
FTEV.U
775
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
– –
-14,004
Closed -$141K
29 30
31
32 33

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.