RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.24%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.22B
AUM Growth
-$9.14M
Cap. Flow
-$62.2M
Cap. Flow %
-2.8%
Top 10 Hldgs %
27.51%
Holding
975
New
103
Increased
138
Reduced
81
Closed
258

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$36.2M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$30.9M
3
NUV icon
Nuveen Municipal Value Fund
NUV
$27M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$26.5M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$21.7M

Top Sells

1
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$41.4M
2
GBDC icon
Golub Capital BDC
GBDC
$35.7M
3
VKQ icon
Invesco Municipal Trust
VKQ
$16M
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$15.6M
5
VVR icon
Invesco Senior Income Trust
VVR
$12.7M

Sector Composition

1 Financials 19.93%
2 Industrials 1.07%
3 Technology 1.07%
4 Healthcare 0.96%
5 Consumer Discretionary 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EPWR.WS
751
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-23,560
Closed -$1K
AUS
752
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-896,609
Closed -$8.8M
HUGS.WS
753
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
– –
-156,166
Closed -$9K
FVT.U
754
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
– –
-109,132
Closed -$1.08M
LAXXR
755
DELISTED
8i Acquisition 2 Corp. Rights
LAXXR
– –
-175,000
Closed -$82K
THCAW
756
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-198,767
Closed -$14K
AAQC.WS
757
DELISTED
Accelerate Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
AAQC.WS
– –
-33,332
Closed -$2K
AXH
758
DELISTED
Industrial Human Capital, Inc.
AXH
– –
-100,000
Closed -$1.02M
AXH.WS
759
DELISTED
Industrial Human Capital, Inc. Warrants
AXH.WS
– –
-100,000
Closed -$2K
AGBAR
760
DELISTED
AGBA Acquisition Limited Right
AGBAR
– –
-145,846
Closed -$20K
ESSCR
761
DELISTED
East Stone Acquisition Corporation Right
ESSCR
– –
-109,092
Closed -$33K
MDH.WS
762
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
– –
-49,999
Closed -$2K
FSNB.WS
763
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
– –
-16,664
Closed -$1K
NOAC
764
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
– –
-461,600
Closed -$4.61M
NOACW
765
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-150,000
Closed -$3K
HAAC
766
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
– –
-332,500
Closed -$3.32M
HAACW
767
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
– –
-21,250
Closed -$1K
HAACU
768
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
– –
-83,289
Closed -$831K
TEKKU
769
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-27,006
Closed -$270K
TEKK
770
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
– –
-444,304
Closed -$4.45M
TEKKW
771
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
– –
-63,502
Closed -$1K
GBTG.WS
772
DELISTED
Global Business Travel Group, Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
GBTG.WS
– –
-66,666
Closed -$105K
MAAQR
773
DELISTED
Mana Capital Acquisition Corp. Rights
MAAQR
– –
-99,998
Closed -$29K
LFTRW
774
DELISTED
Lefteris Acquisition Corp. Warrant
LFTRW
– –
-29,200
Closed -$1K
LFTR
775
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
– –
-283,000
Closed -$2.83M
29 30
31
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