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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORS.WS
751
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$5K ﹤0.01%
58,332
– –
BMAQW
752
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$5K ﹤0.01%
150,000
– –
GIA.WS
753
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$5K ﹤0.01%
150,000
– –
PDOT.WS
754
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$5K ﹤0.01%
+89,208
New +$11.1K
HERAW
755
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$5K ﹤0.01%
+75,000
New +$10.1K
FOXWW
756
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
$5K ﹤0.01%
50,000
– –
HTAQ.WS
757
DELISTED
Hunt Companies Acquisition Corp. I Warrants, each exercisable for one Class A ordinary share at an exercise price of $11.50 per share
HTAQ.WS
$5K ﹤0.01%
130,949
+100,000
+323% +$8.08K
ASAQ.WS
758
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$5K ﹤0.01%
87,499
– –
CEROW
759
DELISTED
CERo Therapeutics Warrants
CEROW
$4K ﹤0.01%
24,998
– –
SPECW
760
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$4K ﹤0.01%
+130,400
New +$8.18K
AWINW
761
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$4K ﹤0.01%
39,675
– –
ADOCR
762
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$4K ﹤0.01%
50,000
– –
ENERW
763
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$4K ﹤0.01%
87,499
– –
ADERW
764
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$4K ﹤0.01%
12,499
– –
WRAC.WS
765
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$4K ﹤0.01%
50,000
– –
EOCW.WS
766
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$4K ﹤0.01%
24,999
– –
GVCIW
767
DELISTED
Green Visor Financial Technology Acquisition Corp. I Warrants
GVCIW
$4K ﹤0.01%
49,999
– –
NVSAW
768
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$4K ﹤0.01%
+50,131
New +$5.42K
POWRW
769
DELISTED
Powered Brands Warrants
POWRW
$4K ﹤0.01%
67,800
– –
SWETW
770
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$4K ﹤0.01%
110,821
– –
DSAQ.WS
771
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$4K ﹤0.01%
62,499
– –
BNZIW
772
DELISTED
Banzai International Warrant
BNZIW
$3K ﹤0.01%
+128,720
New +$6.82K
XBPEW
773
XBP Europe Holdings Warrant
XBPEW
$3K ﹤0.01%
24,999
– –
MMVWW
774
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$3K ﹤0.01%
85,850
– –
XFINW
775
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$3K ﹤0.01%
24,999
– –
29 30
31
32 33

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.