RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBLN
751
DELISTED
Babylon Holdings Limited
BBLN
– –
-1,000
Closed -$249K
JUGGU
752
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-124,000
Closed -$1.24M
MLAC
753
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-40,802
Closed -$406K
HCNEU
754
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-156,199
Closed -$1.56M
GSQB.U
755
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
– –
-100,000
Closed -$1.01M
ROCGU
756
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
– –
-160,000
Closed -$1.61M
CIIGU
757
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
– –
-50,000
Closed -$504K
PEAR
758
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-126,267
Closed -$1.26M
REVEU
759
DELISTED
Alpine Acquisition Corporation Unit
REVEU
– –
-150,000
Closed -$1.52M
BACA.U
760
DELISTED
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
– –
-2,475,000
Closed -$24.4M
CENQU
761
DELISTED
CENAQ Energy Corp. Unit
CENQU
– –
-736,239
Closed -$7.39M
PONOU
762
DELISTED
Pono Capital Corp Unit
PONOU
– –
-52,900
Closed -$540K
DTRTU
763
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
– –
-100,000
Closed -$1.01M
SVFAU
764
DELISTED
SVF Investment Corp. Unit
SVFAU
– –
-119,575
Closed -$1.19M
DRAYU
765
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
– –
-175,000
Closed -$1.75M
DILAU
766
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– –
-200,000
Closed -$2.07M
SHQAU
767
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-100,000
Closed -$995K
PAFOU
768
DELISTED
Pacifico Acquisition Corp. Units
PAFOU
– –
-115,000
Closed -$1.17M
FVT.U
769
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
– –
-32,608
Closed -$324K
ESSC
770
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-113,093
Closed -$1.15M
BENE
771
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
– –
-199,996
Closed -$2.02M
BENEW
772
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
– –
-149,997
Closed -$66K
EDNCU
773
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
– –
-1,980,000
Closed -$19.7M
CNTQU
774
DELISTED
Chardan NexTech Acquisition 2 Corp. Unit
CNTQU
– –
-237,556
Closed -$2.44M
NLITU
775
DELISTED
Northern Lights Acquisition Corp. Units
NLITU
– –
-175,000
Closed -$1.78M
29 30
31
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