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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPAU
751
DELISTED
Abri SPAC I Inc Unit
ASPAU
– –
-163,588
Closed -$1.66M
WAVC.U
752
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
– –
-75,000
Closed -$740K
OXACU
753
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-300,000
Closed -$3.07M
EOCW.U
754
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-100,000
Closed -$1.01M
BBLN
755
DELISTED
Babylon Holdings Limited
BBLN
– –
-1,000
Closed -$249K
JUGGU
756
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
– –
-124,000
Closed -$1.24M
MLAC
757
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-40,802
Closed -$406K
HCNEU
758
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-156,199
Closed -$1.56M
GSQB.U
759
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
– –
-100,000
Closed -$1M
ROCGU
760
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
– –
-160,000
Closed -$1.61M
CIIGU
761
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
– –
-50,000
Closed -$504K
PEAR
762
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-126,267
Closed -$1.25M
REVEU
763
DELISTED
Alpine Acquisition Corp Unit
REVEU
– –
-150,000
Closed -$1.52M
BACA.U
764
DELISTED
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
– –
-2,475,000
Closed -$24.4M
CENQU
765
DELISTED
CENAQ Energy Corp. Unit
CENQU
– –
-736,239
Closed -$7.39M
PONOU
766
DELISTED
Pono Capital Corp Unit
PONOU
– –
-52,900
Closed -$540K
DTRTU
767
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
– –
-100,000
Closed -$1.01M
SVFAU
768
DELISTED
SVF Investment Corp. Unit
SVFAU
– –
-119,575
Closed -$1.19M
DRAYU
769
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
– –
-175,000
Closed -$1.75M
DILAU
770
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– –
-200,000
Closed -$2.07M
SHQAU
771
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
– –
-100,000
Closed -$995K
PAFOU
772
DELISTED
Pacifico Acquisition Corp. Units
PAFOU
– –
-115,000
Closed -$1.17M
FVT.U
773
DELISTED
Fortress Value Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fifth of one Warrant
FVT.U
– –
-32,608
Closed -$324K
ESSC
774
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-113,093
Closed -$1.15M
BENE
775
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
– –
-199,996
Closed -$2.02M
29 30
31
32 33

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.