RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$16.1M
4
PHK
PIMCO High Income Fund
PHK
+$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EFR
726
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
– –
-13,393
Closed -$147K
EUDA icon
727
EUDA Health Holdings
EUDA
$55.7M
– –
-16,386
Closed -$27.4K
JPI icon
728
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
– –
-26,726
Closed -$497K
LDP icon
729
Cohen & Steers Duration Preferred & Income Fund
LDP
$635M
– –
-54,989
Closed -$1.05M
LDTC
730
DELISTED
LeddarTech
LDTC
– –
-409,696
Closed -$2.04M
PTA icon
731
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.13B
– –
-686,730
Closed -$12.1M
SCLXW icon
732
Scilex Holding Company Warrant
SCLXW
$5.27M
– –
-121,291
Closed -$23K
SOUNW icon
733
SoundHound AI, Inc. Warrant
SOUNW
$2.88B
– –
-49,904
Closed -$7.49K
TEI
734
Templeton Emerging Markets Income Fund
TEI
$294M
– –
-626,391
Closed -$3.44M
VLT icon
735
Invesco High Income Trust II
VLT
$72.8M
– –
-31,001
Closed -$318K
VVR icon
736
Invesco Senior Income Trust
VVR
$552M
– –
-509,814
Closed -$1.95M
WIA
737
Western Asset Inflation-Linked Income Fund
WIA
$197M
– –
-49,695
Closed -$428K
BRLS icon
738
Borealis Foods
BRLS
$53.2M
– –
-100,000
Closed -$1.03M
SOC icon
739
Sable Offshore Corp
SOC
$2.2B
– –
-24,998
Closed -$251K
BNAI
740
Brand Engagement Network
BNAI
$13.1M
– –
-99,996
Closed -$1.01M
BTX
741
BlackRock Technology and Private Equity Term Trust
BTX
$819M
– –
-478,122
Closed -$3.26M
BSLK
742
Bolt Projects Holdings, Inc. Common Stock
BSLK
$10.8M
– –
-5,945
Closed -$1.19M
BNIX
743
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
– –
-175,000
Closed -$1.78M
FTIIU
744
DELISTED
FutureTech II Acquisition Corp. Unit
FTIIU
– –
-125,000
Closed -$1.28M
RFACU
745
DELISTED
RF Acquisition Corp. Unit
RFACU
– –
-350,000
Closed -$3.59M
BRACU
746
DELISTED
Broad Capital Acquisition Corp Unit
BRACU
– –
-350,000
Closed -$3.58M
PPYAU
747
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
– –
-50,000
Closed -$510K
WAVSU
748
DELISTED
Western Acquisition Ventures Corp. Unit
WAVSU
– –
-150,000
Closed -$1.65M
ACABU
749
DELISTED
Atlantic Coastal Acquisition Corp. II Unit
ACABU
– –
-50,000
Closed -$509K
JWSM
750
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-1,225,194
Closed -$12.4M
28 29
30
31 32