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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGMCU
726
DELISTED
FG Merger Corp. Unit
FGMCU
– –
-500,000
Closed -$5.09M
HMACU
727
DELISTED
Hainan Manaslu Acquisition Corp. Unit
HMACU
– –
-250,000
Closed -$2.86M
GENQU
728
DELISTED
Genesis Unicorn Capital Corp. Unit
GENQU
– –
-215,000
Closed -$2.28M
TLGA.U
729
DELISTED
TLG Acquisition One Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TLGA.U
– –
-27,004
Closed -$274K
GGAA
730
DELISTED
Genesis Growth Tech Acquisition Corp. Class A Ordinary Shares
GGAA
– –
-199,998
Closed -$2.07M
PMGMU
731
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-94,612
Closed -$951K
SDACU
732
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-62,852
Closed -$632K
FMIV
733
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
– –
-138,438
Closed -$1.39M
NIQ
734
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-91,286
Closed -$1.14M
ROCAU
735
DELISTED
ROC Energy Acquisition Corp. Unit
ROCAU
– –
-298,073
Closed -$3.16M
HCNEU
736
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-85,103
Closed -$854K
RONI.U
737
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-433,054
Closed -$4.55M
PNTM
738
DELISTED
Pontem Corporation
PNTM
– –
-322,919
Closed -$3.26M
AXAC
739
DELISTED
AXIOS Sustainable Growth Acquisition Corporation
AXAC
– –
-150,000
Closed -$1.54M
IQMDU
740
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
– –
-25,000
Closed -$256K
REVE
741
DELISTED
Alpine Acquisition Corp
REVE
– –
-149,998
Closed -$1.57M
REVEW
742
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$0 ﹤0.01%
74,999
– –
TWNI
743
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-19,998
Closed -$202K
TWNI.U
744
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-105,092
Closed -$1.06M
TETCW
745
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
– –
-34,128
Closed -$1.02K
CRZNW
746
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
– –
-26,670
Closed -$800
SPKB
747
DELISTED
Silver Spike Acquisition Corp II Class A Ordinary Shares
SPKB
– –
-24,996
Closed -$252K
LVRAW
748
DELISTED
Levere Holdings Corp. Warrant
LVRAW
– –
-33,332
Closed -$1.33K
LVRA
749
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
– –
-99,996
Closed -$1.01M
LDHAU
750
DELISTED
LDH Growth Corp I Units
LDHAU
– –
-75,000
Closed -$755K
28 29
30
31 32

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.