We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNAIW
726
Brand Engagement Network Warrant
BNAIW
$2.02M
$6K ﹤0.01%
33,332
– –
GATEW
727
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$6K ﹤0.01%
299,601
– –
WINVR
728
DELISTED
WinVest Acquisition Corp. Right
WINVR
$6K ﹤0.01%
150,000
– –
NBSTW
729
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$6K ﹤0.01%
100,000
– –
USCTW
730
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$6K ﹤0.01%
+98,850
New +$8.21K
TGVCW
731
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$6K ﹤0.01%
99,999
– –
DMAQR
732
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$6K ﹤0.01%
150,000
– –
NCACW
733
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$6K ﹤0.01%
49,999
– –
GSDWW
734
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$6K ﹤0.01%
100,000
– –
ORIAW
735
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$6K ﹤0.01%
34,410
– –
GACQW
736
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$6K ﹤0.01%
49,156
– –
SPTKW
737
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$6K ﹤0.01%
156,699
+119,200
+318% +$9.49K
GIWWW
738
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$6K ﹤0.01%
98,306
– –
AFAQW
739
DELISTED
AF Acquisition Corp Warrants
AFAQW
$6K ﹤0.01%
69,508
+2,842
+4% +$224
OSTRW
740
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$6K ﹤0.01%
37,499
– –
BRD.WS
741
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$6K ﹤0.01%
+55,500
New +$8.68K
AGBAW
742
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$6K ﹤0.01%
145,846
– –
COEPW
743
DELISTED
Coeptis Therapeutics Warrants
COEPW
$5K ﹤0.01%
150,000
– –
RMCOW icon
744
Royalty Management Holding Warrant
RMCOW
$1.78M
$5K ﹤0.01%
49,999
– –
IMAQW
745
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$5K ﹤0.01%
250,000
– –
TRIS.WS
746
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$5K ﹤0.01%
74,999
– –
BREZW
747
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$5K ﹤0.01%
100,000
– –
NOGNW
748
DELISTED
Nogin, Inc. Warrant
NOGNW
$5K ﹤0.01%
50,000
– –
CMRAW
749
DELISTED
Comera Life Sciences Holdings, Inc. Warrant expiring 5/19/2027
CMRAW
$5K ﹤0.01%
74,999
– –
TYGOW
750
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$5K ﹤0.01%
80,000
– –
28 29
30
31 32

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.