RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
830
New
Increased
Reduced
Closed

Top Buys

1
+$80.9M
2
+$59.5M
3
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

1
+$43.9M
2
+$32.4M
3
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.64%
3 Healthcare 1.42%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
726
– –
-58,919
727
– –
-4,999
728
– –
-30,764
729
– –
-40,956
730
– –
-855,996
731
– –
-85,271
732
– –
-120,451
733
– –
-43,699
734
– –
-49,995
735
– –
-1,000
736
– –
-11,999
737
– –
-2,113,330
738
– –
-10,000
739
– –
-172,965
740
– –
-86,311
741
– –
-68,069
742
– –
-1,908,270
743
– –
-149,727
744
– –
-49,998
745
– –
-150,000
746
– –
-39,300
747
– –
-85,000
748
– –
-288,070
749
– –
-1,485,000
750
– –
-237,586
28 29
30
31 32