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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIII icon
726
P3 Health Partners
PIII
$41.1M
– –
-1,000
Closed -$493K
RSVRW
727
DELISTED
Reservoir Media Inc Warrant
RSVRW
– –
-11,999
Closed -$24K
SABA
728
Saba Capital Income & Opportunities Fund II
SABA
$222M
– –
-2,113,330
Closed -$22.7M
SABS icon
729
SAB Biotherapeutics
SABS
$342M
– –
-10,000
Closed -$1.01M
TFI icon
730
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-172,965
Closed -$8.92M
TMCWW
731
TMC The Metals Company Warrants
TMCWW
$840K
– –
-86,311
Closed -$83K
TPZ
732
Tortoise Electrification Infrastructure ETF
TPZ
$126M
– –
-68,069
Closed -$909K
WIW
733
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
– –
-1,908,270
Closed -$25.4M
LUCK
734
Lucky Strike Entertainment
LUCK
$897M
– –
-149,727
Closed -$1.49M
RDW.WS
735
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
– –
-49,998
Closed -$109K
WINVU
736
DELISTED
WinVest Acquisition Corp. Unit
WINVU
– –
-150,000
Closed -$1.54M
NDP
737
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-39,300
Closed -$858K
MITAU
738
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
– –
-85,000
Closed -$846K
CLOEU
739
DELISTED
Clover Leaf Capital Corp. Unit
CLOEU
– –
-288,070
Closed -$2.98M
AACIU
740
DELISTED
Armada Acquisition Corp. I Unit
AACIU
– –
-1,485,000
Closed -$14.7M
IMAQU
741
DELISTED
International Media Acquisition Corp. Unit
IMAQU
– –
-237,586
Closed -$2.46M
BTTX
742
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
– –
-125,000
Closed -$1.25M
SNCE
743
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
– –
-2,098
Closed -$411K
WRAC.U
744
DELISTED
Williams Rowland Acquisition Corp. Units, each consisting of one share of common stock and one-half of one redeemable warrant
WRAC.U
– –
-90,568
Closed -$922K
LCAHU
745
DELISTED
Landcadia Holdings IV, Inc. Units
LCAHU
– –
-21,214
Closed -$212K
OXUSU
746
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
– –
-100,000
Closed -$1.02M
CLAYU
747
DELISTED
Chavant Capital Acquisition Corp. Unit
CLAYU
– –
-188,828
Closed -$1.99M
ACRO.U
748
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
– –
-189,152
Closed -$1.9M
PRPC.U
749
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
– –
-162,511
Closed -$1.62M
DKDCU
750
DELISTED
Data Knights Acquisition Corp. Unit
DKDCU
– –
-150,000
Closed -$1.64M
28 29
30
31 32

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.