RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.51%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$63.2M
Cap. Flow %
3.35%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

1
BST icon
BlackRock Science and Technology Trust
BST
$31M
2
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$29.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$23.8M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
$19.7M

Top Sells

1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$23.6M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
$19.1M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
$18.9M

Sector Composition

1 Financials 13.17%
2 Healthcare 1.82%
3 Industrials 0.89%
4 Technology 0.81%
5 Consumer Discretionary 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGPIU
726
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-41,800
Closed -$419K
EJFAU
727
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-24,091
Closed -$240K
ARTAU
728
DELISTED
Artisan Acquisition Corp. Units
ARTAU
– –
-100,000
Closed -$996K
HCCCU
729
DELISTED
Healthcare Capital Corp. Unit
HCCCU
– –
-24,030
Closed -$240K
NXU.U
730
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
– –
-10,000
Closed -$101K
GCACU
731
DELISTED
Growth Capital Acquisition Corp. Unit
GCACU
– –
-125,000
Closed -$1.25M
GMIIU
732
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
– –
-15,869
Closed -$161K
NGCAU
733
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-100,000
Closed -$1.08M
MACQU
734
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-25,000
Closed -$250K
ISOS.U
735
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-144,270
Closed -$1.47M
GIGGU
736
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-75,000
Closed -$767K
THMAU
737
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-124,098
Closed -$1.28M
FOREU
738
DELISTED
Foresight Acquisition Corp. Units
FOREU
– –
-48,662
Closed -$503K
ADF.U
739
DELISTED
Aldel Financial Inc. Units, each consisting of one share of Class A common stock and one-half of one
ADF.U
– –
-200,000
Closed -$2.05M
RTPYU
740
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-35,400
Closed -$357K
MCADU
741
DELISTED
Mountain Crest Acquisition Corp. II Unit
MCADU
– –
-40,149
Closed -$427K
KURIU
742
DELISTED
Alkuri Global Acquisition Corp. Unit
KURIU
– –
-25,000
Closed -$257K
LEGO
743
DELISTED
Legato Merger Corp. Common stock
LEGO
– –
-30,000
Closed -$301K
LEGOW
744
DELISTED
Legato Merger Corp. Warrant
LEGOW
– –
-30,000
Closed -$55K
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