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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMPW.WS
726
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
– –
-16,665
Closed -$31K
NHIC
727
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-199,998
Closed -$2.01M
NHICW
728
DELISTED
NewHold Investment Corp. Warrant
NHICW
– –
-99,999
Closed -$173K
SBG.WS
729
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
– –
-49,999
Closed -$70K
FSLF
730
DELISTED
First Eagle Senior Loan Fund
FSLF
– –
-233,660
Closed -$3.69M
EHT
731
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-38,684
Closed -$381K
GNRS
732
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-197,484
Closed -$1.97M
GNRSW
733
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-197,484
Closed -$142K
LACQW
734
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-106,221
Closed -$112K
ACBAU
735
DELISTED
Ace Global Business Acquisition Ltd Unit
ACBAU
– –
-100,000
Closed -$1.03M
PUCKU
736
DELISTED
Goal Acquisitions Corp. Unit
PUCKU
– –
-50,000
Closed -$515K
TWLVU
737
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
– –
-40,000
Closed -$398K
OSI.U
738
DELISTED
Osiris Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
OSI.U
– –
-200,000
Closed -$1.98M
MBTCU
739
DELISTED
Nocturne Acquisition Corporation Unit
MBTCU
– –
-60,341
Closed -$615K
NRACU
740
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-74,289
Closed -$743K
EACPU
741
DELISTED
Edify Acquisition Corp. Units
EACPU
– –
-98,820
Closed -$983K
IPVF.U
742
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-19,150
Closed -$191K
FSNB.U
743
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-48,644
Closed -$486K
NID
744
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-14,978
Closed -$224K
26 27 28 29
30

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.