RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFL
51
PIMCO Income Strategy Fund
PFL
$381M
$10.7M 0.52% 1,248,835 +732,282 +142% +$6.28M
EIM
52
Eaton Vance Municipal Bond Fund
EIM
$531M
$10.5M 0.51% 971,957 -1,200,274 -55% -$12.9M
DSM
53
BNY Mellon Strategic Municipal Bond Fund
DSM
$281M
$10.4M 0.5% 1,666,877 +201,105 +14% +$1.25M
BGB
54
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$10.1M 0.49% 820,191 -121,183 -13% -$1.49M
MYN icon
55
BlackRock MuniYield New York Quality Fund
MYN
$357M
$9.87M 0.48% 915,809 +100 +0% +$1.08K
EAD
56
Allspring Income Opportunities Fund
EAD
$420M
$9.82M 0.47% 1,377,033 -53,262 -4% -$380K
IIM icon
57
Invesco Value Municipal Income Trust
IIM
$555M
$9.71M 0.47% 754,035 -307,684 -29% -$3.96M
NBH
58
Neuberger Berman Municipal Fund
NBH
$293M
$9.62M 0.46% 866,058 – –
BCX icon
59
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$9.24M 0.45% 962,498 +327,507 +52% +$3.14M
CPZ
60
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$328M
$9.17M 0.44% 584,400 +3,968 +0.7% +$62.3K
BYM icon
61
BlackRock Municipal Income Quality Trust
BYM
$274M
$8.97M 0.43% 745,062 -113,992 -13% -$1.37M
BTX
62
BlackRock Technology and Private Equity Term Trust
BTX
$826M
$8.63M 0.42% 1,142,760 +594,776 +109% +$4.49M
LEGT
63
Legato Merger Corp III
LEGT
$277M
$8.15M 0.39% 798,968 +71,172 +10% +$726K
CCTS
64
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
$8.04M 0.39% 700,000 – –
KTF
65
DWS Municipal Income Trust
KTF
$347M
$8M 0.39% 802,738 -447,461 -36% -$4.46M
PCF
66
High Income Securities Fund
PCF
$121M
$7.89M 0.38% +1,155,192 New +$7.89M
EVM
67
Eaton Vance California Municipal Bond Fund
EVM
$224M
$7.78M 0.38% 806,138 -73,162 -8% -$706K
NUW icon
68
Nuveen AMT-Free Municipal Value Fund
NUW
$246M
$7.24M 0.35% 508,877 -4,423 -0.9% -$62.9K
DMB
69
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$184M
$7.04M 0.34% 630,470 +615,934 +4,237% +$6.87M
GLO
70
Clough Global Opportunities Fund
GLO
$238M
$7.02M 0.34% 1,287,395 +6,536 +0.5% +$35.6K
HIO
71
Western Asset High Income Opportunity Fund
HIO
$378M
$6.93M 0.33% 1,710,662 -1,695,806 -50% -$6.87M
OCSL icon
72
Oaktree Specialty Lending
OCSL
$1.23B
$6.6M 0.32% +404,537 New +$6.6M
KSM
73
DELISTED
DWS Strategic Municipal Income Trust
KSM
$6.49M 0.31% 636,785 – –
NTG
74
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$6.31M 0.3% 132,704 – –
VPV icon
75
Invesco Pennsylvania Value Municipal Income Trust
VPV
$178M
$6.05M 0.29% 534,737 +59,736 +13% +$676K
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