RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTF
51
Franklin Limited Duration Income Trust
FTF
$259M
$9.61M 0.43% 1,554,947 -191,076 -11% -$1.18M
MVF icon
52
BlackRock MuniVest Fund
MVF
$370M
$9.5M 0.43% 1,430,654 -480,889 -25% -$3.19M
ASZ
53
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$9.26M 0.42% 944,117 +252,542 +37% +$2.48M
KAHC
54
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$9.22M 0.41% 936,639 +336,903 +56% +$3.32M
FVT
55
DELISTED
Fortress Value Acquisition Corp. III
FVT
$9.05M 0.41% 914,232 +472,527 +107% +$4.68M
CVII
56
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$9.05M 0.41% 920,098 +351,907 +62% +$3.46M
AUS
57
DELISTED
Austerlitz Acquisition Corporation I
AUS
$8.8M 0.39% 896,609 +201,909 +29% +$1.98M
ISD
58
PGIM High Yield Bond Fund
ISD
$486M
$8.54M 0.38% 740,171 -10,200 -1% -$118K
BFK icon
59
BlackRock Municipal Income Trust
BFK
$425M
$8.38M 0.38% 879,774 +863,379 +5,266% +$8.23M
BTX
60
BlackRock Technology and Private Equity Term Trust
BTX
$826M
$8.13M 0.36% 1,138,684 -1,442,245 -56% -$10.3M
AFB
61
AllianceBernstein National Municipal Income Fund
AFB
$298M
$8.12M 0.36% 783,650 +22,001 +3% +$228K
BMEZ icon
62
BlackRock Health Sciences Trust II
BMEZ
$1.45B
$7.99M 0.36% 535,825 +415,299 +345% +$6.19M
GUG
63
Guggenheim Active Allocation Fund
GUG
$520M
$7.87M 0.35% 613,038 -160,483 -21% -$2.06M
AVAC
64
DELISTED
Avalon Acquisition Inc. Class A Common Stock
AVAC
$7.51M 0.34% 749,992 – –
RCACU
65
DELISTED
Revelstone Capital Acquisition Corp. Unit
RCACU
$7.47M 0.34% 750,000 – –
EDD
66
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$7.35M 0.33% 1,827,896 – –
BGH
67
Barings Global Short Duration High Yield Fund
BGH
$328M
$7.33M 0.33% 599,771 – –
BTZ icon
68
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$7.3M 0.33% 764,940 -493,060 -39% -$4.7M
NBXG
69
Neuberger Berman Next Generation Connectivity Fund
NBXG
$1.17B
$7.18M 0.32% 764,218 -111,418 -13% -$1.05M
SVFA
70
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$7.09M 0.32% 712,123 +235,061 +49% +$2.34M
GSEV
71
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$6.56M 0.29% 665,659 +250,634 +60% +$2.47M
FVIV
72
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$6.55M 0.29% 665,530 +107,540 +19% +$1.06M
SCRMU
73
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
$6.48M 0.29% 662,843 – –
INTE
74
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$6.44M 0.29% 649,998 – –
IPOD
75
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$6.28M 0.28% 627,495 +1,562 +0.2% +$15.6K
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