RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$2.47B
Cap. Flow
+$576M
Cap. Flow %
23.26%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KTF
51
DWS Municipal Income Trust
KTF
$344M
$13.7M 0.55%
1,158,072
-5,114
-0.4% -$60.4K
KMF
52
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$13.6M 0.55%
1,895,583
+438,261
+30% +$3.15M
CVII
53
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$13M 0.52%
1,318,790
+430,000
+48% +$4.23M
MCI
54
Barings Corporate Investors
MCI
$439M
$12.5M 0.51%
784,219
+123,556
+19% +$1.97M
TBLD
55
Thornburg Income Builder Opportunities Trust
TBLD
$634M
$12.2M 0.49%
+652,322
New +$12.2M
CEF icon
56
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$11.9M 0.48%
671,263
+9,395
+1% +$167K
CCVI
57
DELISTED
Churchill Capital Corp VI
CCVI
$11.7M 0.47%
1,193,790
+650,000
+120% +$6.36M
HIE
58
DELISTED
Miller/Howard High Income Equity Fund
HIE
$11.1M 0.45%
1,078,252
-759,623
-41% -$7.84M
CPZ
59
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$327M
$11.1M 0.45%
570,273
-27,728
-5% -$540K
KAHC
60
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$10.8M 0.43%
1,104,152
+518,000
+88% +$5.05M
HFRO
61
Highland Opportunities and Income Fund
HFRO
$341M
$10.7M 0.43%
969,893
-28,352
-3% -$312K
NCV
62
Virtus Convertible & Income Fund
NCV
$332M
$10.6M 0.43%
+1,820,814
New +$10.6M
MHI
63
DELISTED
Pioneer Municipal High Income Fund
MHI
$10.4M 0.42%
848,317
+83,676
+11% +$1.02M
AFB
64
AllianceBernstein National Municipal Income Fund
AFB
$296M
$10.4M 0.42%
699,947
-43,600
-6% -$646K
TYG
65
Tortoise Energy Infrastructure Corp
TYG
$734M
$10.3M 0.41%
374,833
-15,181
-4% -$416K
ISD
66
PGIM High Yield Bond Fund
ISD
$484M
$10.2M 0.41%
635,124
+69,105
+12% +$1.11M
MYC
67
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$10.1M 0.41%
674,245
+36,473
+6% +$549K
MFM
68
MFS Municipal Income Trust
MFM
$212M
$10.1M 0.41%
1,443,862
+248,699
+21% +$1.74M
MFL
69
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$9.64M 0.39%
648,640
+149,460
+30% +$2.22M
MPV
70
Barings Participation Investors
MPV
$211M
$9.62M 0.39%
649,976
+146,677
+29% +$2.17M
APGB
71
DELISTED
Apollo Strategic Growth Capital II
APGB
$9.54M 0.39%
975,000
+775,000
+388% +$7.58M
IXAQ
72
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$9.51M 0.38%
+980,000
New +$9.51M
FCRD
73
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$9.13M 0.37%
2,041,532
+27,627
+1% +$123K
EMO
74
ClearBridge Energy Midstream Opportunity Fund
EMO
$865M
$8.85M 0.36%
410,658
-66,492
-14% -$1.43M
BTT icon
75
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$8.81M 0.36%
339,833
-12,523
-4% -$325K
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