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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM
51
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$10.4M 0.55%
1,061,086
+494,192
+87% +$4.82M
MCI
52
Barings Corporate Investors
MCI
$343M
$10.3M 0.54%
660,663
+60,385
+10% +$929K
PCI
53
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$10.2M 0.54%
+481,071
New +$10.6M
CHWAU
54
DELISTED
CHW Acquisition Corporation Unit
CHWAU
$10.1M 0.53%
+990,000
New +$9.92M
MYC
55
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$9.69M 0.51%
637,772
+222,838
+54% +$3.45M
BTX
56
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$9.65M 0.51%
+533,370
New +$10.4M
MHI
57
DELISTED
Pioneer Municipal High Income Fund
MHI
$9.28M 0.49%
764,641
+96,522
+14% +$1.23M
BCAT icon
58
BlackRock Capital Allocation Term Trust
BCAT
$1.69B
$9.24M 0.49%
+457,392
New +$9.88M
AWF
59
AllianceBernstein Global High Income Fund
AWF
$876M
$9.22M 0.49%
751,527
-178,421
-19% -$2.21M
ISD
60
PGIM High Yield Bond Fund
ISD
$417M
$9.19M 0.49%
566,019
– –
NTG
61
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$9.04M 0.48%
313,265
+36,630
+13% +$1.05M
BTT icon
62
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$8.99M 0.48%
352,356
+50,326
+17% +$1.32M
TFI icon
63
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$8.92M 0.47%
+172,965
New +$9.02M
FCRD
64
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$8.88M 0.47%
2,013,905
+409,798
+26% +$1.87M
CVII
65
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$8.64M 0.46%
888,790
+278,785
+46% +$2.71M
JFR icon
66
Nuveen Floating Rate Income Fund
JFR
$1.25B
$8.62M 0.46%
+855,996
New +$8.48M
EVM
67
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$8.61M 0.46%
720,798
-18,321
-2% -$221K
MFM
68
Aberdeen Municipal Income Fund
MFM
$222M
$8.35M 0.44%
1,195,163
-13,282
-1% -$95.8K
CENQU
69
DELISTED
CENAQ Energy Corp. Unit
CENQU
$7.39M 0.39%
+736,239
New +$7.34M
MFL
70
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$7.25M 0.38%
499,180
+8,310
+2% +$124K
MIO
71
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$7.16M 0.38%
+351,289
New +$7.06M
IPOF
72
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$7.11M 0.38%
+700,000
New +$7.02M
MPV
73
Barings Participation Investors
MPV
$175M
$6.95M 0.37%
503,299
+58,468
+13% +$804K
AEF
74
abrdn Emerging Markets Equity Income Fund
AEF
$371M
$6.89M 0.37%
827,792
+53,380
+7% +$464K
PTA icon
75
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$6.87M 0.36%
274,705
+151,538
+123% +$3.86M
1 2
3
4 5

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.