RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EAD
51
Allspring Income Opportunities Fund
EAD
$419M
$7.75M 0.52%
+1,214,449
New +$7.75M
AFB
52
AllianceBernstein National Municipal Income Fund
AFB
$297M
$7.66M 0.51%
600,719
-137,149
-19% -$1.75M
BCX icon
53
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$7.27M 0.49%
1,441,601
+1,103,797
+327% +$5.56M
IGD
54
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$464M
$7.11M 0.48%
1,559,160
+1,023,614
+191% +$4.67M
JGH icon
55
Nuveen Global High Income Fund
JGH
$314M
$6.83M 0.46%
610,577
+21,799
+4% +$244K
NKX icon
56
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$6.67M 0.45%
470,730
+336,430
+251% +$4.76M
FCT
57
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$6.5M 0.44%
682,997
+19,018
+3% +$181K
PEO
58
Adams Natural Resources Fund
PEO
$586M
$6.43M 0.43%
775,232
+514,770
+198% +$4.27M
AIO
59
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$824M
$6.31M 0.42%
+394,363
New +$6.31M
OCSL icon
60
Oaktree Specialty Lending
OCSL
$1.22B
$6.28M 0.42%
+1,938,535
New +$6.28M
EDD
61
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$342M
$6.2M 0.42%
+1,190,056
New +$6.2M
BFZ icon
62
BlackRock CA Municipal Income Trust
BFZ
$314M
$6.12M 0.41%
482,428
-155,057
-24% -$1.97M
AEF
63
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$6.11M 0.41%
1,179,674
+255,763
+28% +$1.32M
NMY
64
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$6.04M 0.4%
478,094
-15,148
-3% -$191K
HIX
65
Western Asset High Income Fund II
HIX
$389M
$5.91M 0.4%
1,178,625
+859,630
+269% +$4.31M
ARDC
66
Are Dynamic Credit Allocation Fund
ARDC
$351M
$5.88M 0.39%
544,939
-33,617
-6% -$363K
NBO
67
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$5.82M 0.39%
503,408
+5,826
+1% +$67.4K
IPV.U
68
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$5.6M 0.37%
+300,000
New +$5.6M
SWZ
69
Swiss Helvetia Fund
SWZ
$78.5M
$5.49M 0.37%
789,381
-91,753
-10% -$638K
DTF
70
DTF Tax-Free Income 2028 Term Fund
DTF
$79.4M
$5.41M 0.36%
387,640
+302,107
+353% +$4.21M
GNRSU
71
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$5.3M 0.35%
+300,000
New +$5.3M
EVM
72
Eaton Vance California Municipal Bond Fund
EVM
$222M
$5.01M 0.34%
474,508
-234,340
-33% -$2.47M
ANDAU
73
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$5M 0.33%
300,000
– –
DMYT.U
74
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$4.91M 0.33%
+250,000
New +$4.91M
GLQ
75
Clough Global Equity Fund
GLQ
$139M
$4.83M 0.32%
545,289
+113,552
+26% +$1M
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