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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
51
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$7.97K 0.35%
854,901
-46,322
-5% -$423K
NVG icon
52
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$7.76K 0.34%
488,781
-345,451
-41% -$5.37M
GARS
53
DELISTED
Garrison Capital Inc.
GARS
$7.64K 0.33%
1,107,708
-81,358
-7% -$571K
NTG
54
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$7.6K 0.33%
56,310
-35,543
-39% -$4.94M
PHD
55
DELISTED
Pioneer Floating Rate Fund
PHD
$7.47K 0.33%
698,749
+283,236
+68% +$3M
BFZ
56
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$7.45K 0.32%
562,054
-29,497
-5% -$385K
PRF icon
57
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$7.16K 0.31%
307,095
– –
TLI
58
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$7.16K 0.31%
748,387
+104,108
+16% +$1M
BLW icon
59
BlackRock Limited Duration Income Trust
BLW
$493M
$7.13K 0.31%
475,181
– –
CRF
60
Cornerstone Total Return Fund
CRF
$1.17B
$7.09K 0.31%
639,202
+276,633
+76% +$3.16M
EVF
61
Eaton Vance Senior Income Trust
EVF
$90.5M
$6.8K 0.3%
1,093,265
-1,900
-0.2% -$11.8K
MUC icon
62
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$6.79K 0.3%
497,741
+76,875
+18% +$1.03M
CBH
63
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$6.43K 0.28%
696,518
-259,231
-27% -$2.37M
HYT icon
64
BlackRock Corporate High Yield Fund
HYT
$1.37B
$6.17K 0.27%
575,184
-690,168
-55% -$7.23M
NBW
65
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$5.98K 0.26%
439,887
+21,912
+5% +$291K
MCA
66
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$5.88K 0.26%
413,935
-74,554
-15% -$1.04M
EIM
67
Eaton Vance Municipal Bond Fund
EIM
$499M
$5.85K 0.25%
470,617
-232,202
-33% -$2.89M
AFB
68
AllianceBernstein National Municipal Income Fund
AFB
$317M
$5.79K 0.25%
430,309
– –
BSE
69
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$5.24K 0.23%
394,886
+90,354
+30% +$1.18M
EVM
70
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.07K 0.22%
459,351
-217,503
-32% -$2.34M
NNC
71
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$5.06K 0.22%
379,343
+205,634
+118% +$2.66M
TEI
72
Templeton Emerging Markets Income Fund
TEI
$321M
$5K 0.22%
489,237
-179,331
-27% -$1.82M
FCT
73
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$5K 0.22%
416,898
-241,139
-37% -$2.9M
HYB
74
DELISTED
New America High Income Fund, Inc.
HYB
$4.99K 0.22%
562,448
+443,106
+371% +$3.84M
SPE.PRB
75
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.84K 0.21%
191,280
– –
1 2
3
4 5

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.