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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.35%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$227M
Cap. Flow %
15.78%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$25.2M
2
PHK
PIMCO High Income Fund
PHK
+$20.9M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.5M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.7M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$17.5M

Top Sells

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$22.4M
2
GLQ
Clough Global Equity Fund
GLQ
+$17.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$12.2M
4
RVT icon
Royce Value Trust
RVT
+$8.6M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$4.64M

Sector Composition

Rank Sector Weight
1 Financials 3.89%
2 Technology 0.98%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
51
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$8.95M 0.62%
685,530
+40,534
+6% +$542K
GLQ
52
Clough Global Equity Fund
GLQ
$158M
$8.72M 0.61%
651,932
-1,323,853
-67% -$17.8M
GARS
53
DELISTED
Garrison Capital Inc.
GARS
$8.6M 0.6%
1,060,624
+150,407
+17% +$1.25M
TY icon
54
TRI-Continental Corp
TY
$1.9B
$8.21M 0.57%
304,950
-54,713
-15% -$1.43M
JMT
55
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$8.18M 0.57%
344,618
+34,541
+11% +$851K
EAD
56
Allspring Income Opportunities Fund
EAD
$379M
$8.14M 0.57%
968,965
+353,560
+57% +$3M
JGH icon
57
Nuveen Global High Income Fund
JGH
$356M
$7.98M 0.55%
471,657
+14,945
+3% +$253K
BGB
58
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$7.92M 0.55%
503,955
-214,886
-30% -$3.41M
AVK
59
Advent Convertible and Income Fund
AVK
$560M
$7.89M 0.55%
510,490
+6,867
+1% +$107K
GAM
60
General American Investors Company
GAM
$1.61B
$7.7M 0.54%
223,737
-9,009
-4% -$314K
GAB icon
61
Gabelli Equity Trust
GAB
$1.79B
$7.61M 0.53%
+1,258,172
New +$7.67M
DHG
62
DELISTED
Deutsche High Incm Opportunities
DHG
$7.2M 0.5%
479,363
+26,123
+6% +$392K
PXH icon
63
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$6.87M 0.48%
307,565
– –
HIX
64
Western Asset High Income Fund II
HIX
$355M
$6.82M 0.47%
+978,123
New +$6.9M
MCR
65
DELISTED
MFS Charter Income Trust
MCR
$6.66M 0.46%
784,804
-544
-0.1% -$4.64K
EVF
66
Eaton Vance Senior Income Trust
EVF
$90.5M
$6.57M 0.46%
1,007,769
-14,739
-1% -$95.9K
MUI
67
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.39M 0.44%
458,778
+27,156
+6% +$382K
NHS
68
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$6.13M 0.43%
521,317
– –
RMT
69
Royce Micro-Cap Trust
RMT
$761M
$6.11M 0.42%
647,033
-102,352
-14% -$954K
SNAX
70
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$6.05M 0.42%
39,172
-687
-2% -$105K
TYG
71
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$5.83M 0.41%
+50,084
New +$5.38M
VEA icon
72
Vanguard FTSE Developed Markets ETF
VEA
$236B
$5.67M 0.39%
126,277
– –
EFL
73
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$5.43M 0.38%
+587,581
New +$5.66M
KMM
74
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.37M 0.37%
606,777
– –
FAX
75
abrdn Asia-Pacific Income Fund
FAX
$600M
$5.13M 0.36%
+175,127
New +$5.24M
1 2
3
4 5

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Rivernorth Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Rivernorth Capital Management held 197 positions worth $1.44B, up 17% from $1.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $227M of net new capital in Q4 2017, opening 68 new positions and adding to 48 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, down from 4.2% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $22.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q4 2017, an estimated $10.4M increase.
  • Rivernorth Capital Management's biggest Q4 2017 reduction was Clough Global Opportunities Fund, cutting an estimated $22.4M.
  • Rivernorth Capital Management fully exited BlackRock Enhanced Global Dividend Trust in Q4 2017, selling an estimated $4.64M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.44B portfolio in Q4 2017.
  • Rivernorth Capital Management opened 68 new positions and closed 27 in Q4 2017.
  • Rivernorth Capital Management's portfolio value rose 17% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.