RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFJ
51
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.23B
$8.95M 0.62%
685,530
+40,534
+6% +$529K
GLQ
52
Clough Global Equity Fund
GLQ
$138M
$8.72M 0.61%
651,932
-1,323,853
-67% -$17.7M
GARS
53
DELISTED
Garrison Capital Inc.
GARS
$8.6M 0.6%
1,060,624
+150,407
+17% +$1.22M
TY icon
54
TRI-Continental Corp
TY
$1.74B
$8.22M 0.57%
304,950
-54,713
-15% -$1.47M
JMT
55
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$8.18M 0.57%
344,618
+34,541
+11% +$820K
EAD
56
Allspring Income Opportunities Fund
EAD
$419M
$8.14M 0.57%
968,965
+353,560
+57% +$2.97M
JGH icon
57
Nuveen Global High Income Fund
JGH
$313M
$7.98M 0.55%
471,657
+14,945
+3% +$253K
BGB
58
Blackstone Strategic Credit 2027 Term Fund
BGB
$560M
$7.92M 0.55%
503,955
-214,886
-30% -$3.38M
AVK
59
Advent Convertible and Income Fund
AVK
$554M
$7.89M 0.55%
497,069
+6,686
+1% +$106K
GAM
60
General American Investors Company
GAM
$1.4B
$7.7M 0.54%
223,737
-9,009
-4% -$310K
GAB icon
61
Gabelli Equity Trust
GAB
$1.88B
$7.61M 0.53%
+1,229,885
New +$7.61M
DHG
62
DELISTED
Deutsche High Incm Opportunities
DHG
$7.2M 0.5%
479,363
+26,123
+6% +$392K
PXH icon
63
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$6.87M 0.48%
307,565
– –
HIX
64
Western Asset High Income Fund II
HIX
$389M
$6.82M 0.47%
+978,123
New +$6.82M
MCR
65
MFS Charter Income Trust
MCR
$267M
$6.66M 0.46%
784,804
-544
-0.1% -$4.61K
EVF
66
Eaton Vance Senior Income Trust
EVF
$101M
$6.57M 0.46%
1,007,769
-14,739
-1% -$96.1K
MUI
67
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.39M 0.44%
458,778
+27,156
+6% +$378K
NHS
68
Neuberger Berman High Yield Strategies Fund
NHS
$230M
$6.13M 0.43%
521,317
– –
RMT
69
Royce Micro-Cap Trust
RMT
$532M
$6.11M 0.42%
647,033
-102,352
-14% -$966K
SNAX
70
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$6.05M 0.42%
587,582
-10,300
-2% -$106K
TYG
71
Tortoise Energy Infrastructure Corp
TYG
$728M
$5.83M 0.41%
+200,334
New +$5.83M
VEA icon
72
Vanguard FTSE Developed Markets ETF
VEA
$169B
$5.67M 0.39%
126,277
– –
EFL
73
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$5.43M 0.38%
+587,581
New +$5.43M
KMM
74
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.37M 0.37%
606,777
– –
FAX
75
abrdn Asia-Pacific Income Fund
FAX
$675M
$5.13M 0.36%
+1,050,762
New +$5.13M
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