RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NXDT
51
NexPoint Diversified Real Estate Trust
NXDT
$186M
$10.2M 0.66% 478,453 -21,644 -4% -$461K
HYI
52
Western Asset High Yield Opportunity Fund Inc.
HYI
$271M
$10M 0.65% 668,312 -14,265 -2% -$214K
BGH
53
Barings Global Short Duration High Yield Fund
BGH
$328M
$9.81M 0.63% 549,240 -7,047 -1% -$126K
EVG
54
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$9.61M 0.62% 712,148 +176,522 +33% +$2.38M
NIE
55
Virtus Equity & Convertible Income Fund
NIE
$688M
$9.4M 0.61% 511,347 -121,780 -19% -$2.24M
ZF
56
DELISTED
Virtus Total Return Fund Inc.
ZF
$9.15M 0.59% 726,581 +565,793 +352% +$7.12M
AGC
57
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$8.78M 0.57% 1,589,806 +496,800 +45% +$2.74M
MVC
58
DELISTED
MVC Capital, Inc.
MVC
$8.72M 0.56% 1,084,480 -319,871 -23% -$2.57M
PXH icon
59
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$8.47M 0.55% 521,245 – –
AWF
60
AllianceBernstein Global High Income Fund
AWF
$973M
$8.33M 0.54% 677,921 -872,970 -56% -$10.7M
XLG icon
61
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$7.99M 0.52% 54,099 -25,602 -32% -$3.78M
FUND
62
Sprott Focus Trust
FUND
$244M
$7.8M 0.5% 1,214,348 +227,663 +23% +$1.46M
SCD
63
LMP Capital and Income Fund
SCD
$273M
$7.74M 0.5% 589,097 +82,650 +16% +$1.09M
KMM
64
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$7.69M 0.5% 944,101 +219,368 +30% +$1.79M
BOE icon
65
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$7.66M 0.5% 646,722 – –
BGX
66
Blackstone Long-Short Credit Income Fund
BGX
$159M
$7.4M 0.48% 512,381 +61,921 +14% +$895K
CTR
67
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.33M 0.47% 572,712 -115,711 -17% -$1.48M
MHY
68
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$7.11M 0.46% 1,506,618 +247,672 +20% +$1.17M
CTF
69
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.08M 0.46% 477,026 -31,200 -6% -$463K
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$6.99M 0.45% 410,071 +11,952 +3% +$204K
NSL
71
DELISTED
NUVEEN SENIOR INCM FD
NSL
$6.81M 0.44% 1,127,977 -185,212 -14% -$1.12M
DHG
72
DELISTED
Deutsche High Incm Opportunities
DHG
$6.79M 0.44% 499,065 – –
INF
73
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.67M 0.43% 506,755 -74,644 -13% -$982K
FAM
74
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$6.53M 0.42% 570,514 +212,983 +60% +$2.44M
MSD
75
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$6.26M 0.41% 676,287 -1,500 -0.2% -$13.9K
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