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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.55B
AUM Growth
-$79.6M
Cap. Flow
-$130M
Cap. Flow %
-8.41%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

Rank Stock Value
1
ZF
Virtus Total Return Fund Inc.
ZF
+$7.22M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$6.69M
3
AVK
Advent Convertible and Income Fund
AVK
+$4.94M
4
EMD
Western Asset Emerging Markets
EMD
+$4.87M
5
RVT icon
Royce Value Trust
RVT
+$4.75M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$20.3M
2
ACAS
American Capital Ltd
ACAS
+$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$10.5M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$9.22M

Sector Composition

Rank Sector Weight
1 Financials 4.63%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
51
NexPoint Diversified Real Estate Trust
NXDT
$238M
$10.2M 0.66%
478,453
-21,644
-4% -$436K
HYI
52
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$10M 0.65%
668,312
-14,265
-2% -$206K
BGH
53
Barings Global Short Duration High Yield Fund
BGH
$287M
$9.81M 0.63%
549,240
-7,047
-1% -$123K
EVG
54
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$9.61M 0.62%
712,148
+176,522
+33% +$2.38M
NIE
55
Virtus Equity & Convertible Income Fund
NIE
$732M
$9.4M 0.61%
511,347
-121,780
-19% -$2.21M
ZF
56
DELISTED
Virtus Total Return Fund Inc.
ZF
$9.15M 0.59%
726,581
+565,793
+352% +$7.22M
AGC
57
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$8.78M 0.57%
1,589,806
+496,800
+45% +$2.76M
MVC
58
DELISTED
MVC Capital, Inc.
MVC
$8.72M 0.56%
1,084,480
-319,871
-23% -$2.49M
PXH icon
59
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$8.47M 0.55%
521,245
– –
AWF
60
AllianceBernstein Global High Income Fund
AWF
$872M
$8.32M 0.54%
677,921
-872,970
-56% -$10.5M
XLG icon
61
Invesco S&P 500 Top 50 ETF
XLG
$11B
$7.99M 0.52%
540,990
-256,020
-32% -$3.75M
FUND
62
Sprott Focus Trust
FUND
$308M
$7.8M 0.5%
1,214,348
+227,663
+23% +$1.43M
SCD
63
LMP Capital and Income Fund
SCD
$358M
$7.74M 0.5%
589,097
+82,650
+16% +$1.04M
KMM
64
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$7.69M 0.5%
944,101
+219,368
+30% +$1.79M
BOE icon
65
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$7.66M 0.5%
646,722
– –
BGX
66
Blackstone Long-Short Credit Income Fund
BGX
$138M
$7.4M 0.48%
512,381
+61,921
+14% +$877K
CTR
67
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$7.33M 0.47%
114,542
-23,143
-17% -$1.37M
MHY
68
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$7.11M 0.46%
1,506,618
+247,672
+20% +$1.13M
CTF
69
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$7.08M 0.46%
477,026
-31,200
-6% -$468K
GDO
70
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$6.99M 0.45%
410,071
+11,952
+3% +$202K
NSL
71
DELISTED
NUVEEN SENIOR INCM FD
NSL
$6.81M 0.44%
1,127,977
-185,212
-14% -$1.11M
DHG
72
DELISTED
Deutsche High Incm Opportunities
DHG
$6.79M 0.44%
499,065
– –
INF
73
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$6.67M 0.43%
506,755
-74,644
-13% -$907K
FAM
74
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$6.53M 0.42%
570,514
+212,983
+60% +$2.35M
MSD
75
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$6.26M 0.41%
676,287
-1,500
-0.2% -$13.6K
1 2
3
4 5

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Rivernorth Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Rivernorth Capital Management held 179 positions worth $1.55B, down 4.9% from $1.63B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $130M in Q2 2016, closing 30 positions and reducing 56 holdings. Its most notable exit was Invesco CEF Income Composite ETF, an estimated $14.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 5.8% a quarter earlier, followed by Real Estate.

Against the trend, Rivernorth Capital Management opened a new position in Pacholder High Yield worth $2.91M.

  • Rivernorth Capital Management's largest Q2 2016 buy was Pacholder High Yield: 411,366 shares worth $2.91M.
  • Rivernorth Capital Management added most to Virtus Total Return Fund Inc. in Q2 2016, an estimated $7.22M increase.
  • Rivernorth Capital Management's biggest Q2 2016 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $20.3M.
  • Rivernorth Capital Management fully exited Invesco CEF Income Composite ETF in Q2 2016, selling an estimated $14.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.55B portfolio in Q2 2016.
  • Rivernorth Capital Management opened 8 new positions and closed 30 in Q2 2016.
  • Rivernorth Capital Management's portfolio value fell 4.9% quarter-over-quarter to $1.55B.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.