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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMA
51
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11M 0.68%
848,942
– –
EMD
52
Western Asset Emerging Markets Debt Fund
EMD
$616M
$11M 0.68%
736,787
+151,342
+26% +$2.4M
JLS icon
53
Nuveen Mortgage and Income Fund
JLS
$94.7M
$10.8M 0.67%
474,956
– –
BOI
54
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10.7M 0.66%
674,714
+14,018
+2% +$227K
CTR
55
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$10.7M 0.66%
116,700
+35,407
+44% +$3.53M
HYI
56
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$10.2M 0.64%
664,577
+85,651
+15% +$1.39M
PXH icon
57
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$10M 0.62%
521,245
– –
ISD
58
PGIM High Yield Bond Fund
ISD
$419M
$9.68M 0.6%
625,454
+564,199
+921% +$8.99M
GHY
59
PGIM Global High Yield Fund
GHY
$483M
$9.67M 0.6%
640,193
+422,552
+194% +$6.65M
NMO
60
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$9.52M 0.59%
737,993
-2,600
-0.4% -$34.7K
ZTR
61
Virtus Total Return Fund
ZTR
$339M
$9.16M 0.57%
707,562
+11,103
+2% +$150K
EMD
62
DELISTED
Western Asset Emerging Markets
EMD
$9.15M 0.57%
852,900
– –
FTF
63
Franklin Limited Duration Income Trust
FTF
$233M
$8.98M 0.56%
770,741
+53,200
+7% +$646K
BWG
64
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$8.95M 0.56%
629,013
– –
MVC
65
DELISTED
MVC Capital, Inc.
MVC
$8.87M 0.55%
869,834
+209,615
+32% +$2.08M
CEF icon
66
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$8.6M 0.53%
737,465
– –
HIO
67
Western Asset High Income Opportunity Fund
HIO
$340M
$8.52M 0.53%
1,653,493
+503,966
+44% +$2.68M
CBA
68
DELISTED
ClearBridge American Energy MLP
CBA
$8.14M 0.5%
589,620
-184,874
-24% -$2.88M
NRO
69
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$7.92M 0.49%
1,750,700
+689,236
+65% +$3.34M
NBB icon
70
Nuveen Taxable Municipal Income Fund
NBB
$453M
$7.45M 0.46%
384,828
+27,385
+8% +$557K
NSL
71
DELISTED
NUVEEN SENIOR INCM FD
NSL
$7.33M 0.46%
1,146,001
+326,907
+40% +$2.18M
NSLR
72
Neostellar Capital Corp
NSLR
$254M
$7.32M 0.45%
1,092,985
+405,580
+59% +$2.69M
DHG
73
DELISTED
Deutsche High Incm Opportunities
DHG
$7.29M 0.45%
499,065
– –
ARDC
74
Are Dynamic Credit Allocation Fund
ARDC
$298M
$7.26M 0.45%
473,696
+27,946
+6% +$451K
GDO
75
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$7.25M 0.45%
422,672
– –
1 2
3
4 5

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.